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PubMatic, Inc. — Director's Dealing 2020
Dec 8, 2020
33071_dirs_2020-12-08_32daffe1-af65-4ece-af98-3fda4c185d37.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2020-12-08
Reporting Person: Pantelick Steven (Chief Financial Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0.00 | Class A Common Stock (50000) | Direct | ||
| Stock Option (Right to buy Class B Common Stock) | $1.50 | 2021-12-12 | Class B Common Stock (482344) | Direct | |
| Stock Option (Right to buy Class B Common Stock) | $1.11 | 2026-07-07 | Class B Common Stock (11575) | Direct | |
| Stock Option (Right to buy Class B Common Stock) | $1.11 | 2026-07-07 | Class B Common Stock (16835) | Direct | |
| Stock Option (Right to buy Class B Common Stock) | $1.11 | 2026-07-07 | Class B Common Stock (21590) | Direct | |
| Stock Option (Right to buy Class B Common Stock) | $2.15 | 2027-05-01 | Class B Common Stock (175000) | Direct | |
| Stock Option (Right to buy Class B Common Stock) | $3.89 | 2028-03-13 | Class B Common Stock (200000) | Direct | |
| Stock Option (Right to buy Class B Common Stock) | $2.97 | 2029-05-20 | Class B Common Stock (150000) | Direct | |
| Stock Option (Right to buy Class B Common Stock) | $2.16 | 2030-07-28 | Class B Common Stock (200000) | Direct |
Footnotes
F1: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
F2: The options are fully vested.
F3: The option vests as to 1/48 of the total shares on March 1, 2017, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F4: The option vests as to 1/48 of the total shares on February 1, 2018, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F5: The option vests as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F6: The option vests as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.