AI assistant
PubMatic, Inc. — Director's Dealing 2020
Dec 9, 2020
33071_dirs_2020-12-09_eeedb27f-fbf3-4a22-9fb1-e57afa28d7f7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2020-12-08
Reporting Person: NEXUS INDIA CAPITAL I L P (10% Owner)
Reporting Person: Nexus India Management I, LP (10% Owner)
Reporting Person: Nexus India Master Management I, Ltd (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Class B Common Stock (3749055) | Direct | ||
| Series B Preferred Stock | $ | Class B Common Stock (3779676) | Direct | ||
| Series C Preferred Stock | $ | Class B Common Stock (3182237) | Direct | ||
| Series D Preferred Stock | $ | Class B Common Stock (872396) | Direct | ||
| Series D Prime Preferred Stock | $ | Class B Common Stock (41479) | Direct |
Footnotes
F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock will automatically convert into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date.
F2: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
F3: These securities are held by Nexus India Capital I, L.P. (Nexus Capital). The sole general partner of Nexus Capital is Nexus India Management I, L.P. (Nexus Management), and the sole general partner of Nexus Management is Nexus India Master Management I, Ltd. (Nexus Master). Narendra Gupta, a member of the Issuer's board of directors, holds sole voting, and investment power in Nexus Master, and thus may be deemed to hold sole voting and investment power over these shares.