PubMatic, Inc. — Director's Dealing 2020

Dec 10, 2020

SEC Form 3/A — Form 3/A

Issuer: PubMatic, Inc. (PUBM)
CIK: 0001422930
Period of Report: 2020-12-08

Reporting Person: Hirsch Jeffrey K. (Chief Commercial Officer)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to buy Class B Common Stock)	$1.11	2026-08-15	Class B Common Stock (175000)		Direct
Stock Option (Right to buy Class B Common Stock)	$3.89	2028-03-13	Class B Common Stock (70000)		Direct
Stock Option (Right to buy Class B Common Stock)	$2.97	2029-05-20	Class B Common Stock (70000)		Direct
Stock Option (Right to buy Class B Common Stock)	$2.16	2030-07-28	Class B Common Stock (100000)		Direct

Footnotes

F1: The options are fully vested.

F2: This amendment to Form 3 filed on December 8, 2020 reflects a correction to the stock option expiration date.

F3: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F4: The option vests as to 1/48 of the total shares on February 1, 2018, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5: The option vests as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6: The option vests as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.