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PTR MINERALS LTD — Major Shareholding Notification 2013
Oct 21, 2013
65621_rns_2013-10-21_5ec41bf2-a284-4290-bc49-6307e0ea7572.pdf
Major Shareholding Notification
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Facsimile Transmission
| To: | Mr Donald Stephens, Company Secretary,Petratherm Limited | Fax: | (02) 9451 3622 | |||
|---|---|---|---|---|---|---|
| Company Announcements Office, AustralianSecurities Exchange | 1300 135 638 | |||||
| From | Lyndal Hughson (02 6201 1956) | Pages | 5 (including this cover sheet) | |||
| Date: | 22 October 2013 | |||||
| Re: | Form 604 - Notice of change of interest of substantial shareholder - PTR |
Please find attached Form 604 relating to our shareholdings in Petratherm Limited (PTR).
Regards,
Lyndal Hughson Fund Accountant
$\frac{1}{2}$
8
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To , Company Name/Scheme | Petratherm Limited |
|---|---|
| ACN/ARSN | 106 806 884 |
1. Details of substantial holder (1)
| Name | Trust | National Asset Servicing ACF Australian Ethical Smaller Companies | |||
|---|---|---|---|---|---|
| ACN/ARSN (If applicable) | ARSN 089 919 175 | ||||
| There was a change in the Interests of thesubstantial holder on | 16/10/2013 | ||||
| The previous notice was given to the company on | 01/11/2012 | ||||
| The previous notice was dated | 08/11/2012 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | |||
|---|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | ||
| Fully paid ordinaryshares | 14,132,646 | 7.99% | $\cdots$11,865,540 | 5.70% | |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature of change (6) | Consideration given inrelation to change (7) | Class and numberof securitiesaffected | Person's votesaffected |
|---|---|---|---|---|---|
| $pi$ asa | |||||
| 888 | |||||
| attached | |||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder ofrelevantinterest | Registered holderof securities | Person entitled to beregistered as holder18 | Nature of relevantInterest (6) | Class and numberof securities | Person's votes |
|---|---|---|---|---|---|
| NationalNomineesLtd | NationalAssetServicingACFAustralian | National AssetServicing ACFAustralianEthicalSmaller | Holder ofsecurity | 11,865,540Ordinary F/P | 11,865,540 |
| -- | |||
|---|---|---|---|
| . | |||
| ___ | ------- |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| $\mid$ Name and ACN/ARSN (if applicable) $\mid$ | Nature of association | ||
|---|---|---|---|
| N/A | |||
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| National Asset Servicing | Level 12, 500 Bourke St, MELBOURNE VIC 3000 |
| Australian EthicalSmaller Companies Trust | GPO Box 2435, CANBERRA ACT 2601 |
Signature
| print name | Lyndal Hughson | capacity | Fund Accountant |
|---|---|---|---|
| sign here | --- | date | 22/10/2013 |
| DIRECTIONS |
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the $(1)$ manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- (2) See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- include details of: (6)
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) $(a)$ applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or $(b)$ disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired $(7)$ has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write
$\overline{4}$ 8
÷
$8$
"unknown".
J.
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
| Person whose voles affectedNational Nominees ACF Australian EthicalSmaller Companies Trust | å | 9= | å | ¦≑ | |
|---|---|---|---|---|---|
| Consideration given in relation to change $-1$ Class and number of securities affected $+$ | 528,619.00 | 380,000.00 | 806,345.00 | 702,142.00 | 350,000.00 |
| 18,343.08 | 5,814.00 | 11,611.37 | 2,829.99 | 4,550.00 | |
| Nature of change | 急 | ភ្លឺ | ដូ | 휎 | ្លឺ |
| Person whose relevant interest changed | National Nominees ACF Australian Ethical SmallerCompanies Trust | ŝ | ¦≌⊟ | Ę | ć. |
| Date of change | QUGC2013 | 10/10/2013 | 1/10/2013 | 410/2013 | 6/10/2013 |
$\sim$ r
$\Delta \sim 10$
$\sim$
$\sim 10^{-11}$
$\overline{\phantom{a}}$
$\sim 10^{-10}$
$\sim$
$\mathcal{A}^{\mathcal{A}}$
$\frac{1}{2}$
$\hat{p}$ and $\hat{p}$ are $\hat{p}$ .
$\sim 10^7$
$\bar{\mathcal{L}}$