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PTR MINERALS LTD — Capital/Financing Update 2012
Dec 4, 2012
65621_rns_2012-12-04_f9e7b2d5-7dd7-43f7-afe1-d24f49552972.pdf
Capital/Financing Update
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Appendix 3B New issue announcement
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement, application for quotation of additional securities and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12
Name of entity
PETRATHERM LIMITED
ABN
17 106 806 884
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1 +Class of +securities issued FULLY PAID ORDINARY SHARES or to be issued
2 Number of +securities 25,794 (TWENTY FIVE THOUSAND, issued or to be issued (if SEVEN HUNDRED AND NINETY known) or maximum number FOUR) which may be issued
3 Principal terms of the FULLY PAID ORDINARY SHARES +securities (eg, if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if[+] convertible securities, the conversion price and dates for conversion)
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 1
Appendix 3B New issue announcement
| 4 Do the +securities rank equally in all respects from the date of allotment with an existing+class of quoted +securities? If the additional securities do not rank equally, please state: • the date from which they do • the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment • the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment 5 Issue price or consideration 6 Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets) 6a Is the entity an+eligible entity that has obtained security holder approval under rule 7.1A? If Yes, complete sections 6b – 6hin relation to the +securities the subject of this Appendix 3B, and comply with section 6i 6b The date the security holder resolution under rule 7.1A was passed |
YES |
|---|---|
| 3 CENTS PER ORDINARY SHARE | |
| EXERCISE OF LISTED OPTIONS | |
| YES | |
| 23 NOVEMBER 2012 |
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 2
Appendix 3B New issue announcement
| 6c Number of +securities issued without security holder approval under rule 7.1 6d Number of +securities issued with security holder approval under rule 7.1A 6e Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting) 6f Number of securities issued under an exception in rule 7.2 6g If securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the issue date and both values. Include the source of the VWAP calculation. 6h If securities were issued under rule 7.1A for non- cash consideration, state date on which valuation of consideration was released to ASX Market Announcements 6i Calculate the entity’s remaining issue capacity under rule 7.1 and rule 7.1A – complete Annexure 1 and release to ASX Market Announcements |
NIL |
|---|---|
| NIL | |
| NIL | |
| 28,282,676 | |
| N/A | |
| N/A | |
| Refer Annexure 1 |
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 3
Appendix 3B New issue announcement
==> picture [401 x 646] intentionally omitted <==
----- Start of picture text -----
7 Dates of entering 27 NOVEMBER 2012
+securities into
uncertificated holdings or
despatch of certificates
Number +Class
8 Number and [+] class of all 177,014,259 Ordinary Shares
+securities quoted on ASX
(including the securities in 28,206,618 Options exercisable
section 2 if applicable)
at 3 cents each and
expiring
2/11/2014
Number +Class
9 Number and [+] class of all 7,780,000 Options
+securities not quoted on
ASX (including the
securities in section 2 if
applicable)
10 Dividend policy (in the case No dividend payable in accordance
of a trust, distribution with current policy
policy) on the increased
capital (interests)
Part 2 - Bonus issue or pro rata issue
11 Is security holder approval
required?
12 Is the issue renounceable or
non-renounceable?
13 Ratio in which the
+securities will be offered
14 +Class of +securities to
which the offer relates
----- End of picture text -----
Part 2 - Bonus issue or pro rata issue
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 4
Appendix 3B New issue announcement
| 15 | +Record date to determine |
|---|---|
| entitlements | |
| 16 | Will holdings on different |
| registers (or subregisters) | |
| be aggregated for |
|
| calculating entitlements? | |
| 17 | Policy for deciding |
| entitlements in relation to | |
| fractions | |
| 18 | Names of countries in which |
| the entity has +security |
|
| holders who will not be sent | |
| new issue documents | |
| Note: Security holders must be told how | |
| their entitlements are to be dealt with. | |
| Cross reference: rule 7.7. | |
| 19 | Closing date for receipt of |
| acceptances or |
|
| renunciations | |
| 20 | Names of any underwriters |
| 21 | Amount of any underwriting |
| fee or commission | |
| 22 | Names of any brokers to the |
| issue | |
| 23 | Fee or commission payable |
| to the broker to the issue | |
| 24 | Amount of any handling fee |
| payable to brokers who |
|
| lodge acceptances or |
|
| renunciations on behalf of | |
| +security holders | |
| 25 | If the issue is contingent on |
| +security holders’ approval, | |
| the date of the meeting |
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 5
Appendix 3B New issue announcement
26 Date entitlement and acceptance form and prospectus or Product Disclosure Statement will be sent to persons entitled 27 If the entity has issued options, and the terms entitle option holders to participate on exercise, the date on which notices will be sent to option holders 28 Date rights trading will begin (if applicable) 29 Date rights trading will end (if applicable) 30 How do +security holders sell their entitlements in full through a broker? 31 How do +security holders sell part of their entitlements through a broker and accept for the balance? 32 How do +security holders dispose of their entitlements (except by sale through a broker)? 33 +Despatch date
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 6
Appendix 3B New issue announcement
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
34 Type of securities (tick one)
-
(a) Securities described in Part 1
-
(b) All other securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or documents
-
35 If the[+] securities are[+] equity securities, the names of the 20 largest holders of the additional[+] securities, and the number and percentage of additional[+] securities held by those holders
-
36 If the[+] securities are[+] equity securities, a distribution schedule of the additional[+] securities setting out the number of holders in the categories
1 - 1,000
- 1,001 - 5,000
5,001 - 10,000 10,001 - 100,000 100,001 and over
- 37 A copy of any trust deed for the additional[+] securities
Entities that have ticked box 34(b)
38 Number of securities for N/A which[+] quotation is sought
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 7
Appendix 3B New issue announcement
| 39 Class of+securities for which quotation is sought 40 Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities? If the additional securities do not rank equally, please state: • the date from which they do • the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment • the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment 41 Reason for request for quotation now Example: In the case of restricted securities, end of restriction period (if issued upon conversion of another security, clearly identify that other security) |
N/A |
|---|---|
| N/A | |
| N/A |
| 42 Number and +class of all +securities quoted on ASX (includingthe securities in clause 38) |
Number | +Class |
|---|---|---|
| N/A | N/A |
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 8
Appendix 3B New issue announcement
Quotation agreement
-
1 +Quotation of our additional +securities is in ASX’s absolute discretion. ASX may quote the[+] securities on any conditions it decides.
-
2 We warrant the following to ASX.
-
The issue of the[+] securities to be quoted complies with the law and is not for an illegal purpose.
-
There is no reason why those[+] securities should not be granted[+] quotation.
-
An offer of the[+] securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
-
Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any[+] securities to be quoted and that no-one has any right to return any[+] securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the[+] securities be quoted.
-
If we are a trust, we warrant that no person has the right to return the[+] securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
-
3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
-
4 We give ASX the information and documents required by this form. If any information or document not available now, will give it to ASX before[+] quotation of the[+] securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
Sign here: .......................................... Date: 5/12/2012 (Company secretary) Print name: DONALD STEPHENS == == == == ==
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 9
Appendix 3B New issue announcement
Appendix 3B – Annexure 1
Calculation of placement capacity under rule 7.1 and rule 7.1A for +eligible entities
Introduced 01/08/12
Part 1
Rule 7.1 – Issues exceeding 15% of capital
Step 1: Calculate “A”, the base figure from which the placement capacity is calculated
==> picture [415 x 403] intentionally omitted <==
----- Start of picture text -----
Insert number of fully paid ordinary 148,731,583
securities on issue 12 months before date
of issue or agreement to issue
Add the following:
• Number of fully paid ordinary securities 28,282,676
issued in that 12 month period under an
exception in rule 7.2
• Number of fully paid ordinary securities Nil
issued in that 12 month period with
shareholder approval
• Number of partly paid ordinary securities Nil
that became fully paid in that 12 month
period
Note:
• Include only ordinary securities here –
other classes of equity securities cannot
be added
• Include here (if applicable) the securities
the subject of the Appendix 3B to which
this form is annexed
• It may be useful to set out issues of
securities on different dates as separate
line items
Subtract the number of fully paid ordinary Nil
securities cancelled during that 12 month
period
“A” 177,014,259
----- End of picture text -----
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 10
Appendix 3B New issue announcement
Step 2: Calculate 15% of “A”
| Step 2: Calculate 15% of “A” | Step 2: Calculate 15% of “A” |
|---|---|
| “B” | 0.15 [Note: this value cannot be changed] |
| Multiply“A” by 0.15 | 26,552,138 |
| Step 3: Calculate “C”, the amount of placement capacity under rule 7.1 that has already been used |
|
| Insertnumber of equity securities issued or agreed to be issued in that 12 month period not counting_those issued: • Under an exception in rule 7.2 • Under rule 7.1A • With security holder approval under rule 7.1 or rule 7.4 _Note: • This applies to equity securities, unless specifically excluded – not just ordinary securities • Include here (if applicable ) the securities the subject of the Appendix 3B to which this form is annexed • It may be useful to set out issues of securities on different dates as separate line items |
Nil |
| “C” | Nil |
| Step 4: Subtract “C” from [“A” x “B”] to calculate remaining placement capacity under rule 7.1 |
|
| “A” x 0.15 Note: number must be same as shown in Step 2 |
26,552,138 |
| Subtract“C” Note: number must be same as shown in Step 3 |
Nil |
| Total[“A” x 0.15] – “C” | 26,552,138 [Note: this is the remaining placement capacity under rule 7.1] |
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 11
Appendix 3B New issue announcement
Part 2
Rule 7.1A – Additional placement capacity for eligible entities
Step 1: Calculate “A”, the base figure from which the placement capacity is calculated
“A” 148,731,583 Note: number must be same as shown in Step 1 of Part 1 Step 2: Calculate 10% of “A” “D” 0.10 Note: this value cannot be changed Multiply “A” by 0.10 14,873,158
Step 3: Calculate “E”, the amount of placement capacity under rule 7.1A that has already been used
Insert number of equity securities issued or Nil agreed to be issued in that 12 month period under rule 7.1A
Notes:
-
This applies to equity securities – not just ordinary securities
-
Include here – if applicable – the securities the subject of the Appendix 3B to which this form is annexed
-
Do not include equity securities issued under rule 7.1 (they must be dealt with in Part 1), or for which specific security holder approval has been obtained
-
It may be useful to set out issues of securities on different dates as separate line items
-
“E” Nil
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 12
Appendix 3B New issue announcement
Step 4: Subtract “E” from [“A” x “D”] to calculate remaining placement capacity under rule 7.1A
| Step 4: Subtract “E” from [“A” x “D”] to calculate remaining placement capacity under rule 7.1A |
Step 4: Subtract “E” from [“A” x “D”] to calculate remaining placement capacity under rule 7.1A |
|---|---|
| “A” x 0.10 Note: number must be same as shown in Step 2 |
14,873,158 |
| Subtract“E” Note: number must be same as shown in Step 3 |
Nil |
| Total[“A” x 0.10] – “E” | 14,873,158 Note: this is the remaining placement capacity under rule 7.1A |
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 13
Appendix 3B New issue announcement
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement, application for quotation of additional securities and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12
Name of entity
PETRATHERM LIMITED
ABN
17 106 806 884
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1 +Class of +securities issued FULLY PAID ORDINARY SHARES or to be issued
2 Number of +securities 11,410 (ELEVEN THOUSAND, FOUR issued or to be issued (if HUNDRED AND TEN) known) or maximum number which may be issued
3 Principal terms of the FULLY PAID ORDINARY SHARES +securities (eg, if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if[+] convertible securities, the conversion price and dates for conversion)
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 1
Appendix 3B New issue announcement
| 4 Do the +securities rank equally in all respects from the date of allotment with an existing+class of quoted +securities? If the additional securities do not rank equally, please state: • the date from which they do • the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment • the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment 5 Issue price or consideration 6 Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets) 6a Is the entity an+eligible entity that has obtained security holder approval under rule 7.1A? If Yes, complete sections 6b – 6hin relation to the +securities the subject of this Appendix 3B, and comply with section 6i 6b The date the security holder resolution under rule 7.1A was passed |
YES |
|---|---|
| 3 CENTS PER ORDINARY SHARE | |
| EXERCISE OF LISTED OPTIONS | |
| YES | |
| 30 NOVEMBER 2012 |
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 2
Appendix 3B New issue announcement
| 6c Number of +securities issued without security holder approval under rule 7.1 6d Number of +securities issued with security holder approval under rule 7.1A 6e Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting) 6f Number of securities issued under an exception in rule 7.2 6g If securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the issue date and both values. Include the source of the VWAP calculation. 6h If securities were issued under rule 7.1A for non- cash consideration, state date on which valuation of consideration was released to ASX Market Announcements 6i Calculate the entity’s remaining issue capacity under rule 7.1 and rule 7.1A – complete Annexure 1 and release to ASX Market Announcements |
NIL |
|---|---|
| NIL | |
| NIL | |
| 28,294,086 | |
| N/A | |
| N/A | |
| Refer Annexure 1 |
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 3
Appendix 3B New issue announcement
==> picture [401 x 646] intentionally omitted <==
----- Start of picture text -----
7 Dates of entering 27 NOVEMBER 2012
+securities into
uncertificated holdings or
despatch of certificates
Number +Class
8 Number and [+] class of all 177,025,669 Ordinary Shares
+securities quoted on ASX
(including the securities in 28,195,208 Options exercisable
section 2 if applicable)
at 3 cents each and
expiring
2/11/2014
Number +Class
9 Number and [+] class of all 7,780,000 Options
+securities not quoted on
ASX (including the
securities in section 2 if
applicable)
10 Dividend policy (in the case No dividend payable in accordance
of a trust, distribution with current policy
policy) on the increased
capital (interests)
Part 2 - Bonus issue or pro rata issue
11 Is security holder approval
required?
12 Is the issue renounceable or
non-renounceable?
13 Ratio in which the
+securities will be offered
14 +Class of +securities to
which the offer relates
----- End of picture text -----
Part 2 - Bonus issue or pro rata issue
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 4
Appendix 3B New issue announcement
| 15 | +Record date to determine |
|---|---|
| entitlements | |
| 16 | Will holdings on different |
| registers (or subregisters) | |
| be aggregated for |
|
| calculating entitlements? | |
| 17 | Policy for deciding |
| entitlements in relation to | |
| fractions | |
| 18 | Names of countries in which |
| the entity has +security |
|
| holders who will not be sent | |
| new issue documents | |
| Note: Security holders must be told how | |
| their entitlements are to be dealt with. | |
| Cross reference: rule 7.7. | |
| 19 | Closing date for receipt of |
| acceptances or |
|
| renunciations | |
| 20 | Names of any underwriters |
| 21 | Amount of any underwriting |
| fee or commission | |
| 22 | Names of any brokers to the |
| issue | |
| 23 | Fee or commission payable |
| to the broker to the issue | |
| 24 | Amount of any handling fee |
| payable to brokers who |
|
| lodge acceptances or |
|
| renunciations on behalf of | |
| +security holders | |
| 25 | If the issue is contingent on |
| +security holders’ approval, | |
| the date of the meeting |
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 5
Appendix 3B New issue announcement
26 Date entitlement and acceptance form and prospectus or Product Disclosure Statement will be sent to persons entitled 27 If the entity has issued options, and the terms entitle option holders to participate on exercise, the date on which notices will be sent to option holders 28 Date rights trading will begin (if applicable) 29 Date rights trading will end (if applicable) 30 How do +security holders sell their entitlements in full through a broker? 31 How do +security holders sell part of their entitlements through a broker and accept for the balance? 32 How do +security holders dispose of their entitlements (except by sale through a broker)? 33 +Despatch date
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 6
Appendix 3B New issue announcement
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
34 Type of securities (tick one)
-
(a) Securities described in Part 1
-
(b) All other securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or documents
-
35 If the[+] securities are[+] equity securities, the names of the 20 largest holders of the additional[+] securities, and the number and percentage of additional[+] securities held by those holders
-
36 If the[+] securities are[+] equity securities, a distribution schedule of the additional[+] securities setting out the number of holders in the categories
1 - 1,000
- 1,001 - 5,000
5,001 - 10,000 10,001 - 100,000 100,001 and over
- 37 A copy of any trust deed for the additional[+] securities
Entities that have ticked box 34(b)
38 Number of securities for N/A which[+] quotation is sought
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 7
Appendix 3B New issue announcement
| 39 Class of+securities for which quotation is sought 40 Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities? If the additional securities do not rank equally, please state: • the date from which they do • the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment • the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment 41 Reason for request for quotation now Example: In the case of restricted securities, end of restriction period (if issued upon conversion of another security, clearly identify that other security) |
N/A |
|---|---|
| N/A | |
| N/A |
| 42 Number and +class of all +securities quoted on ASX (includingthe securities in clause 38) |
Number | +Class |
|---|---|---|
| N/A | N/A |
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 8
Appendix 3B New issue announcement
Quotation agreement
-
1 +Quotation of our additional +securities is in ASX’s absolute discretion. ASX may quote the[+] securities on any conditions it decides.
-
2 We warrant the following to ASX.
-
The issue of the[+] securities to be quoted complies with the law and is not for an illegal purpose.
-
There is no reason why those[+] securities should not be granted[+] quotation.
-
An offer of the[+] securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
-
Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any[+] securities to be quoted and that no-one has any right to return any[+] securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the[+] securities be quoted.
-
If we are a trust, we warrant that no person has the right to return the[+] securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
-
3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
-
4 We give ASX the information and documents required by this form. If any information or document not available now, will give it to ASX before[+] quotation of the[+] securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
Sign here: .......................................... Date: 5/12/2012 (Company secretary) Print name: DONALD STEPHENS == == == == ==
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 9
Appendix 3B New issue announcement
Appendix 3B – Annexure 1
Calculation of placement capacity under rule 7.1 and rule 7.1A for +eligible entities
Introduced 01/08/12
Part 1
Rule 7.1 – Issues exceeding 15% of capital
Step 1: Calculate “A”, the base figure from which the placement capacity is calculated
==> picture [415 x 403] intentionally omitted <==
----- Start of picture text -----
Insert number of fully paid ordinary 148,731,583
securities on issue 12 months before date
of issue or agreement to issue
Add the following:
• Number of fully paid ordinary securities 28,294,086
issued in that 12 month period under an
exception in rule 7.2
• Number of fully paid ordinary securities Nil
issued in that 12 month period with
shareholder approval
• Number of partly paid ordinary securities Nil
that became fully paid in that 12 month
period
Note:
• Include only ordinary securities here –
other classes of equity securities cannot
be added
• Include here (if applicable) the securities
the subject of the Appendix 3B to which
this form is annexed
• It may be useful to set out issues of
securities on different dates as separate
line items
Subtract the number of fully paid ordinary Nil
securities cancelled during that 12 month
period
“A” 177,025,669
----- End of picture text -----
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 10
Appendix 3B New issue announcement
Step 2: Calculate 15% of “A”
| Step 2: Calculate 15% of “A” | Step 2: Calculate 15% of “A” |
|---|---|
| “B” | 0.15 [Note: this value cannot be changed] |
| Multiply“A” by 0.15 | 26,553,850 |
| Step 3: Calculate “C”, the amount of placement capacity under rule 7.1 that has already been used |
|
| Insertnumber of equity securities issued or agreed to be issued in that 12 month period not counting_those issued: • Under an exception in rule 7.2 • Under rule 7.1A • With security holder approval under rule 7.1 or rule 7.4 _Note: • This applies to equity securities, unless specifically excluded – not just ordinary securities • Include here (if applicable ) the securities the subject of the Appendix 3B to which this form is annexed • It may be useful to set out issues of securities on different dates as separate line items |
Nil |
| “C” | Nil |
| Step 4: Subtract “C” from [“A” x “B”] to calculate remaining placement capacity under rule 7.1 |
|
| “A” x 0.15 Note: number must be same as shown in Step 2 |
26,553,850 |
| Subtract“C” Note: number must be same as shown in Step 3 |
Nil |
| Total[“A” x 0.15] – “C” | 26,553,850 [Note: this is the remaining placement capacity under rule 7.1] |
- See chapter 19 for defined terms.
01/08/2012
Appendix 3B Page 11
Appendix 3B New issue announcement
Part 2
Rule 7.1A – Additional placement capacity for eligible entities
Step 1: Calculate “A”, the base figure from which the placement capacity is calculated
“A” 148,731,583 Note: number must be same as shown in Step 1 of Part 1 Step 2: Calculate 10% of “A” “D” 0.10 Note: this value cannot be changed Multiply “A” by 0.10 14,873,158
Step 3: Calculate “E”, the amount of placement capacity under rule 7.1A that has already been used
Insert number of equity securities issued or Nil agreed to be issued in that 12 month period under rule 7.1A
Notes:
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This applies to equity securities – not just ordinary securities
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Include here – if applicable – the securities the subject of the Appendix 3B to which this form is annexed
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Do not include equity securities issued under rule 7.1 (they must be dealt with in Part 1), or for which specific security holder approval has been obtained
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It may be useful to set out issues of securities on different dates as separate line items
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“E” Nil
- See chapter 19 for defined terms.
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Appendix 3B New issue announcement
Step 4: Subtract “E” from [“A” x “D”] to calculate remaining placement capacity under rule 7.1A
| Step 4: Subtract “E” from [“A” x “D”] to calculate remaining placement capacity under rule 7.1A |
Step 4: Subtract “E” from [“A” x “D”] to calculate remaining placement capacity under rule 7.1A |
|---|---|
| “A” x 0.10 Note: number must be same as shown in Step 2 |
14,873,158 |
| Subtract“E” Note: number must be same as shown in Step 3 |
Nil |
| Total[“A” x 0.10] – “E” | 14,873,158 Note: this is the remaining placement capacity under rule 7.1A |
- See chapter 19 for defined terms.
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