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PTC THERAPEUTICS, INC. — Director's Dealing 2021
Jan 12, 2021
31046_dirs_2021-01-12_d54a4912-a9c4-4f78-9ab3-3ba3be3e5d2a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC THERAPEUTICS, INC. (PTCT)
CIK: 0001070081
Period of Report: 2021-01-08
Reporting Person: Hill Emily Luisa (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-08 | Common Stock | M | 2430 | $30.86 | Acquired | 26552 | Direct |
| 2021-01-08 | Common Stock | S | 2430 | $69.75 | Disposed | 24122 | Direct |
| 2021-01-08 | Common Stock | M | 3825 | $11.23 | Acquired | 27947 | Direct |
| 2021-01-08 | Common Stock | S | 3825 | $69.75 | Disposed | 24122 | Direct |
| 2021-01-08 | Common Stock | M | 10500 | $18.01 | Acquired | 34622 | Direct |
| 2021-01-08 | Common Stock | S | 10500 | $69.75 | Disposed | 24122 | Direct |
| 2021-01-08 | Common Stock | M | 9278 | $33.02 | Acquired | 33400 | Direct |
| 2021-01-08 | Common Stock | S | 9278 | $69.75 | Disposed | 24122 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-08 | Stock Option (Right To Buy) | $30.86 | M | 2430 | Disposed | 2026-01-03 | Common Stock (2430.0) | Direct |
| 2021-01-08 | Stock Option (Right To Buy) | $11.23 | M | 3825 | Disposed | 2027-01-02 | Common Stock (3825.0) | Direct |
| 2021-01-08 | Stock Option (Right To Buy) | $18.01 | M | 10500 | Disposed | 2028-01-03 | Common Stock (10500) | Direct |
| 2021-01-08 | Stock Option (Right To Buy) | $33.02 | M | 9278 | Disposed | 2029-01-21 | Common Stock (9278) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right To Buy) | $43.69 | 2024-09-24 | Common Stock (7000.0) | 7000 | Direct |
| Stock Option (Right To Buy) | $51.0 | 2025-01-02 | Common Stock (1620.0) | 1620 | Direct |
| Stock Option (Right To Buy) | $40.1 | 2029-05-30 | Common Stock (50000.0) | 50000 | Direct |
| Stock Option (Right to Buy) | $51.16 | 2030-01-28 | Common Stock (64250) | 64250 | Direct |
| Stock Option (Right to Buy) | $66.49 | 2031-01-05 | Common Stock (63000) | 63000 | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on May 20, 2020.
F2: Currently exercisable.
F3: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.
F4: This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.
F5: This option was granted on May 31, 2019 and vests over four years, with 25% of the shares underlying the option vesting on May 31, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning August 31, 2020.
F6: This option was granted on January 29, 2020, and vests over four years, with 25% of the shares underlying the option vesting on January 29, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 29, 2021.
F7: This option was granted on January 6, 2021, and vests over four years, with 25% of the shares underlying the option vesting on January 6, 2022, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 6, 2022.