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PTC THERAPEUTICS, INC. — Director's Dealing 2021
Jan 15, 2021
31046_dirs_2021-01-15_b7b6949d-b025-49b8-a855-2e62f683a3ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC THERAPEUTICS, INC. (PTCT)
CIK: 0001070081
Period of Report: 2021-01-13
Reporting Person: Utter Christine Marie (SVP, Finance & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-13 | Common Stock | S | 659 | $66.57 | Disposed | 17529 | Direct |
| 2021-01-13 | Common Stock | M | 788 | $11.23 | Acquired | 18317 | Direct |
| 2021-01-13 | Common Stock | S | 788 | $66.57 | Disposed | 17529 | Direct |
| 2021-01-13 | Common Stock | M | 2500 | $18.01 | Acquired | 20029 | Direct |
| 2021-01-13 | Common Stock | S | 2500 | $66.57 | Disposed | 17529 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-13 | Stock Option (Right To Buy) | $11.23 | M | 788 | Disposed | 2027-01-02 | Common Stock (788.0) | Direct |
| 2021-01-13 | Stock Option (Right to Buy) | $18.01 | M | 2500 | Disposed | 2028-01-02 | Common Stock (2500) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right To Buy) | $490.8 | 2021-04-27 | Common Stock (74.0) | 74 | Direct |
| Stock Option (Right To Buy) | $218.4 | 2022-01-10 | Common Stock (21.0) | 21 | Direct |
| Stock Option (Right To Buy) | $40.45 | 2024-09-23 | Common Stock (4688.0) | 4688 | Direct |
| Stock Option (Right To Buy) | $51.0 | 2025-01-02 | Common Stock (17800.0) | 17800 | Direct |
| Stock Option (Right to Buy) | $33.02 | 2029-01-21 | Common Stock (23907) | 23907 | Direct |
| Stock Option (Right To Buy) | $33.02 | 2029-01-21 | Common Stock (10100.0) | 10100 | Direct |
| Stock Option (Right To Buy) | $51.16 | 2030-01-28 | Common Stock (23800.0) | 23800 | Direct |
| Stock Option (Right to Buy) | $66.49 | 2031-01-05 | Common Stock (50750) | 50750 | Direct |
Footnotes
F1: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 14, 2020.
F2: Currently exercisable.
F3: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.
F4: This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.
F5: This option was granted on January 22, 2019 and vests over four years, with 50% of the shares underlying the option vesting on January 22, 2022, and the remaining 50% of the original number of shares underlying the option vesting on January 22, 2023.
F6: This option was granted on January 29, 2020, and vests over four years, with 25% of the shares underlying the option vesting on January 29, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 29, 2021.
F7: This option was granted on January 6, 2021, and vests over four years, with 25% of the shares underlying the option vesting on January 6, 2022, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 6, 2022.