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PTC THERAPEUTICS, INC. — Director's Dealing 2021
Sep 3, 2021
31046_dirs_2021-09-03_a666d186-bf3d-49db-b44a-5db3d75ee2dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC THERAPEUTICS, INC. (PTCT)
CIK: 0001070081
Period of Report: 2021-09-02
Reporting Person: Boulding Mark Elliott (Exec. VP and CLO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-02 | Common Stock | M | 3363 | $18.01 | Acquired | 51737 | Direct |
| 2021-09-02 | Common Stock | S | 3363 | $45.012 | Disposed | 48374 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-02 | Stock Option (Right to Buy) | $18.01 | M | 3363 | Disposed | 2028-01-02 | Common Stock (3363) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right To Buy) | $218.4 | 2022-01-10 | Common Stock (191.0) | 191 | Direct |
| Stock Option (Right To Buy) | $51.0 | 2025-01-01 | Common Stock (85600.0) | 85600 | Direct |
| Stock Option (Right To Buy) | $30.86 | 2026-01-03 | Common Stock (70000.0) | 70000 | Direct |
| Stock Option (Right to Buy) | $11.23 | 2027-01-02 | Common Stock (4563) | 4563 | Direct |
| Stock Option (Right To Buy) | $33.02 | 2029-01-21 | Common Stock (72500.0) | 72500 | Direct |
| Stock Option (Right To Buy) | $33.02 | 2029-01-21 | Common Stock (17500.0) | 17500 | Direct |
| Stock Option (Right To Buy) | $51.16 | 2030-01-28 | Common Stock (59500.0) | 59500 | Direct |
| Stock Option (Right to Buy) | $66.49 | 2031-01-05 | Common Stock (59500) | 59500 | Direct |
Footnotes
F1: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.
F2: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.00 to $45.04 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.
F4: Currently exercisable.
F5: This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.
F6: This option was granted on January 22, 2019 and vests over four years, with 50% of the shares underlying the option vesting on January 22, 2022, and the remaining 50% of the original number of shares underlying the option vesting on January 22, 2023.
F7: This option was granted on January 29, 2020, and vests over four years, with 25% of the shares underlying the option vesting on January 29, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 29, 2021.
F8: This option was granted on January 6, 2021, and vests over four years, with 25% of the shares underlying the option vesting on January 6, 2022, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 6, 2022.