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PTC THERAPEUTICS, INC. — Director's Dealing 2017
Jan 6, 2017
31046_dirs_2017-01-05_282e579a-8128-4f5c-a8cd-1cc6fb56c0ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC THERAPEUTICS, INC. (PTCT)
CIK: 0001070081
Period of Report: 2017-01-03
Reporting Person: Almstead Neil Gregory (EVP Research Pharma Ops & Tech)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-03 | Common Stock | A | 6000 | — | Acquired | 16000 | Direct |
| 2017-01-03 | Common Stock | A | 720 | — | Acquired | 2765 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-03 | Stock Option (Right To Buy) | $11.23 | A | 35000 | Acquired | 2027-01-02 | Common Stock (35000.0) | Direct |
Footnotes
F1: Restricted stock award vests in four equal annual installments over four years, commencing on January 3, 2018.
F2: Restricted stock unit (RSU) award vests in four equal annual installments over four years, commencing on January 3, 2018. Upon vesting, each RSU will convert into one share of the issuer.
F3: Includes 750 RSUs (previously reported in Table II), granted on January 4, 2016, which vest in equal installments over four years on each anniversary of the grant date.
F4: This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018.