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PTC THERAPEUTICS, INC. — Director's Dealing 2016
Jan 16, 2016
31046_dirs_2016-01-15_94fd9e3c-1592-48c0-8c2b-d11af0f3de4b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC THERAPEUTICS, INC. (PTCT)
CIK: 0001070081
Period of Report: 2016-01-15
Reporting Person: Rothera Mark (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-15 | Common Stock | M | 3125 | $10.85 | Acquired | 3125 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-15 | Stock Option (Right To Buy) | $10.85 | M | 3125 | Disposed | 2015-05-15 | Common Stock (3125) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9216 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right To Buy) | $10.85 | 2023-05-15 | Common Stock (8125) | 8125 | Direct |
| Stock Option (Right To Buy) | $27.05 | 2024-01-27 | Common Stock (65000) | 65000 | Direct |
| Stock Option (Right To Buy) | $51 | 2025-01-01 | Common Stock (69550) | 69550 | Direct |
| Stock Option (Right To Buy) | $30.86 | 2026-01-03 | Common Stock (70000) | 70000 | Direct |
Footnotes
F1: This option was granted on May 15, 2013 and vests over four years, with 25% of the shares underlying the option vested on May 15, 2014 and an additional 2.083% of the original number of shares underlying the option vesting monthly thereafter beginning on June 15, 2014.
F2: This option was granted on May 15, 2013 and vests over four years, with 25% of the shares underlying the option vested on December 31, 2013 and an additional 2.083% of the original number of shares underlying the option vesting monthly thereafter beginning on January 31, 2014.
F3: This option was granted on January 28, 2014, and vests over four years, with 25% of the shares underlying the option vested on January 1, 2015, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 1, 2015.
F4: This option was granted on January 2, 2015, and vests over four years, with 25% of the shares underlying the option vested on January 1, 2016, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 1, 2016.
F5: This option was granted on January 4, 2016, and vests over four years, with 25% of the shares underlying the option vesting on January 4, 2017, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 4, 2017.
F6: Shares held by trust of which reporting person's spouse is a beneficiary.