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PTC THERAPEUTICS, INC. — Director's Dealing 2015
Mar 19, 2015
31046_dirs_2015-03-18_68a7826e-46ce-4e27-98f2-7acfef7d6458.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC THERAPEUTICS, INC. (PTCT)
CIK: 0001070081
Period of Report: 2015-03-17
Reporting Person: Rothera Mark (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-17 | Common Stock | M | 9450 | $10.85 | Acquired | 9450 | Direct |
| 2015-03-17 | Common Stock | M | 1250 | $10.85 | Acquired | 10700 | Direct |
| 2015-03-17 | Common Stock | S | 10700 | $76.64 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-17 | Stock Option (Right To Buy) | $10.85 | M | 9450 | Disposed | 2023-05-15 | Common Stock (9450) | Direct |
| 2015-03-17 | Stock Option (Right To Buy) | $10.85 | M | 1250 | Disposed | 2023-05-15 | Common Stock (1250) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.
F2: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $76.35 to $76.88 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: This option was granted on May 15, 2013 and vests over four years, with 25% of the shares underlying the option vested on May 15, 2014 and an additional 2.083% of the original number of shares underlying the option vesting monthly thereafter beginning on June 15, 2014.
F4: This option was granted on May 15, 2013 and vests over four years, with 25% of the shares underlying the option vested on December 31, 2013 and an additional 2.083% of the original number of shares underlying the option vesting monthly thereafter beginning on January 31, 2014.