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PTC THERAPEUTICS, INC. — Director's Dealing 2014
Nov 19, 2014
31046_dirs_2014-11-18_c898d9ff-ee3a-4909-b241-47a8b08d5f50.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC THERAPEUTICS, INC. (PTCT)
CIK: 0001070081
Period of Report: 2014-11-17
Reporting Person: Hirawat Claudia de Oliveira Ribeiro (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-17 | Common Stock | M | 2396 | $10.85 | Acquired | 40950 | Direct |
| 2014-11-17 | Common Stock | S | 673 | $39.14 | Disposed | 40277 | Direct |
| 2014-11-17 | Common Stock | S | 1500 | $40.06 | Disposed | 38777 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-17 | Stock Option (right to buy) | $10.85 | M | 2396 | Disposed | 2023-05-15 | Common Stock (2396) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 194 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.
F2: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $38.56 to $39.31 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: This option was granted on May 15, 2013 and vests over four years, with 25% of the shares underlying the option vested on May 15, 2014 and an additional 2.083% of the original number of shares underlying the option vesting monthly thereafter beginning on June 15, 2014.
F4: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $39.81 to $40.39 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.