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PTC THERAPEUTICS, INC. — Director's Dealing 2013
Jun 28, 2013
31046_dirs_2013-06-28_09ac03f4-cbf1-48ca-88fa-c78da0423595.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC THERAPEUTICS, INC. (PTCT)
CIK: 0001070081
Period of Report: 2013-06-25
Reporting Person: HBM Healthcare Investments (Cayman) Ltd. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-25 | Common Stock | C | 280178 | — | Acquired | 280178 | Direct |
| 2013-06-25 | Common Stock | C | 1561317 | — | Acquired | 1841495 | Direct |
| 2013-06-25 | Common Stock | P | 666676 | $15.00 | Acquired | 2508171 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-25 | Series Four Senior Preferred Stock | $0 | C | 280178 | Disposed | Common Stock (280178) | Direct | |
| 2013-06-25 | Series Five Junior Preferred Stock | $0 | C | 1561317 | Disposed | Common Stock (1561317) | Direct |
Footnotes
F1: Each share of issuer's Series Four Senior Preferred Stock converted into 1 share of the issuer's Common Stock on June 25, 2013 pursuant to an election by the holders of a majority of the shares of the issuer's preferred stock in connection with the closing of the issuer's firm commitment underwritten public offerng pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended (the "IPO") and had no expiration date.
F2: Each share of issuer's Series Five Junior Preferred Stock converted into 1 share of the issuer's Common Stock on June 25, 2013 pursuant to an election by the holders of a majority of the shares of the issuer's preferred stock in connection with the closing of the issuer's IPO and had no expiration date.