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PTC THERAPEUTICS, INC. — Director's Dealing 2013
Jun 19, 2013
31046_dirs_2013-06-19_96a65f48-0f79-4cc6-a173-a53edcb2d68c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PTC THERAPEUTICS, INC. (PTCT)
CIK: 0001070081
Period of Report: 2013-06-19
Reporting Person: Almstead Neil Gregory (Senior VP, Research and CMC)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40740 | Direct |
| Common Stock | 1549 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $10.85 | 2023-05-15 | Common Stock (15000) | Direct | |
| Stock Option (right to buy) | $10.85 | 2023-05-15 | Common Stock (95000) | Direct | |
| Stock Option (right to buy) | $10.85 | 2023-05-15 | Common Stock (600) | Indirect | |
| Stock Option (right to buy) | $218.40 | 2022-01-10 | Common Stock (166) | Direct | |
| Stock Option (right to buy) | $218.40 | 2022-01-10 | Common Stock (7) | Indirect | |
| Stock Option (right to buy) | $490.80 | 2021-04-27 | Common Stock (216) | Direct | |
| Stock Option (right to buy) | $490.80 | 2021-04-27 | Common Stock (7) | Indirect | |
| Stock Option (right to buy) | $1149.60 | 2020-02-02 | Common Stock (200) | Direct | |
| Stock Option (right to buy) | $1149.60 | 2020-02-02 | Common Stock (1) | Indirect | |
| Stock Option (right to buy) | $508.80 | 2019-10-07 | Common Stock (12) | Indirect | |
| Stock Option (right to buy) | $451.20 | 2019-05-15 | Common Stock (200) | Direct | |
| Stock Option (right to buy) | $735.60 | 2018-04-01 | Common Stock (194) | Direct | |
| Stock Option (right to buy) | $735.60 | 2018-01-25 | Common Stock (166) | Direct | |
| Stock Option (right to buy) | $626.40 | 2017-04-18 | Common Stock (137) | Direct | |
| Stock Option (right to buy) | $392.40 | 2016-03-01 | Common Stock (119) | Direct | |
| Stock Option (right to buy) | $226.80 | 2015-05-24 | Common Stock (106) | Direct | |
| Stock Option (right to buy) | $226.80 | 2014-11-05 | Common Stock (640) | Direct |
Footnotes
F1: This option was granted on May 15, 2013 and vests over four years, subject to achievement of specified performance objectives, with 25% of the shares underlying the option vesting on December 31, 2013 and an additional 2.083% of the original number of shares underlying the option vesting monthly thereafter beginning on January 31, 2014.
F2: This option was granted on May 15, 2013 and vests over four years, with 25% of the shares underlying the option vesting on May 15, 2014 and an additional 2.083% of the original number of shares underlying the option vesting monthly thereafter beginning on June 30, 2014.
F3: This option was granted on May 15, 2013 and vests over two years, with 50% of the shares underlying the option vesting on May 15, 2014 and the remaining 50% of the original number of shares underlying the option vesting on May 15, 2015.
F4: This option was granted on January 10, 2012 and vests over four years, with 25% of the shares underlying the option vested on January 1, 2013 and an additional 6.25% of the original number of shares underlying the option vesting quarterly thereafter beginning on April 1, 2013.
F5: This option was granted on January 10, 2012 and vests over four years, with 25% of the shares underlying the option vested on January 1, 2013 and an additional 6.25% of the original number of shares underlying the option vesting quarterly thereafter beginning on April 1, 2013.
F6: This option was granted on April 27, 2011 and vests over four years, with 25% of the shares underlying the option vested on January 1, 2012 and an additional 6.25% of the original number of shares underlying the option vesting quarterly thereafter beginning on April 1, 2012.
F7: This option was granted on April 27, 2011 and vests over four years, with 25% of the shares underlying the option vested on January 1, 2012 and an additional 6.25% of the original number of shares underlying the option vesting quarterly thereafter beginning on April 1, 2012.
F8: This option was granted on February 2, 2010 and vests over four years, with 25% of the shares underlying the option vested on January 1, 2011 and an additional 6.25% of the original number of shares underlying the option vesting quarterly thereafter beginning on April 1, 2011.
F9: This option was granted on February 2, 2010 and vests over four years, with 25% of the shares underlying the option vested on January 1, 2011 and an additional 6.25% of the original number of shares underlying the option vesting quarterly thereafter beginning on April 1, 2011.
F10: This option was granted on October 7, 2009 and vests over four years, with 25% of the shares underlying the option vesting on October 1, 2010 and an additional 25% of the original number of shares underlying the option vesting at the end of each successive twelve-month period thereafter.
F11: Currently exercisable.