PTC INC. — Regulatory Filings 2016

Oct 3, 2016

8-K 1 form8-kq42016preliminarye.htm FORM 8-K Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2016 Issuer Direct Corporation Blueprint

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

| Date of
report (Date of earliest event reported) | October 3, 2016 |
| --- | --- |
| PTC Inc. | |
| (Exact
Name of Registrant as Specified in Its Charter) | |
| Massachusetts | |
| (State
or Other Jurisdiction of Incorporation) | |
| 0-18059 | 04-2866152 |
| (Commission
File Number) | (IRS
Employer Identification No.) |
| 140 Kendrick Street Needham, Massachusetts | 02494-2714 |
| (Address
of Principal Executive Offices) | (Zip
Code) |
| (781) 370-5000 | |
| (Registrant’s
Telephone Number, Including Area Code) | |
| (Former
Name or Former Address, if Changed Since Last Report) | |

| Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions ( see General Instruction A.2.
below): | |
| --- | --- |
| ☐ | Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
| ☐ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
| ☐ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
| ☐ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |

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Section 2 - Financial Information

Item 2.02. Results of Operations and Financial Condition.

On October 3, 2016, PTC issued a press release announcing preliminary results for its fourth fiscal quarter ended September 30, 2016. A copy of the press release is furnished herewith as Exhibit 99.1.

Section 9 - Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits .

99.1

A copy of the press release issued by PTC on October 3, 2016 is furnished herewith.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

| /s/Timothy
M. Fox |
| --- |
| Timothy
M. Fox |
| Vice
President Investor Relations |

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