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PTC INC. — Director's Dealing 2023
Nov 17, 2023
30223_dirs_2023-11-17_2edd55f6-2e28-4194-b712-c7e36c40b224.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2023-11-15
Reporting Person: Kniker Catherine (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-15 | Common Stock | M | 9905 | — | Acquired | 20982 | Direct |
| 2023-11-15 | Common Stock | F | 4311 | $154.68 | Disposed | 16671 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-15 | Restricted Stock Units | $ | M | 1760 | Disposed | Common Stock (1760) | Direct | |
| 2023-11-15 | Restricted Stock Units | $ | M | 2089 | Disposed | Common Stock (2089) | Direct | |
| 2023-11-15 | Restricted Stock Units | $ | M | 1640 | Disposed | Common Stock (1640) | Direct | |
| 2023-11-15 | Restricted Stock Units | $ | M | 1848 | Disposed | Common Stock (1848) | Direct | |
| 2023-11-15 | Restricted Stock Units | $ | M | 2568 | Disposed | Common Stock (2568) | Direct |
Footnotes
F1: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares released.
F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F3: RSUs granted on November 17, 2020 that vested on November 15, 2023.
F4: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.
F5: Performance-based RSUs granted on November 17, 2021 that vest to the extent earned in November 2022, 2023 and 2024
F6: Performance-based RSUs granted on November 16, 2022 that vest to the extent earned in November 2023, 2024 and 2025.
F7: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.
F8: This amount represents the total number of derivative securities beneficially owned of the class shown.