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PTC INC. — Director's Dealing 2023
Nov 17, 2023
30223_dirs_2023-11-17_c17eb76e-9dc0-4aac-ad04-538b124f0324.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2023-11-15
Reporting Person: HEPPELMANN JAMES E (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-15 | Common Stock | M | 232913 | — | Acquired | 1102974 | Direct |
| 2023-11-15 | Common Stock | F | 105896 | $154.68 | Disposed | 997078 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-15 | Restricted Stock Units | $ | A | 141346 | Acquired | Common Stock (141346) | Direct | |
| 2023-11-15 | Restricted Stock Units | $ | M | 141346 | Disposed | Common Stock (141346) | Direct | |
| 2023-11-15 | Restricted Stock Units | $ | M | 17603 | Disposed | Common Stock (17603) | Direct | |
| 2023-11-15 | Restricted Stock Units | $ | M | 13817 | Disposed | Common Stock (13817) | Direct | |
| 2023-11-15 | Restricted Stock Units | $ | M | 13201 | Disposed | Common Stock (13201) | Direct | |
| 2023-11-15 | Restricted Stock Units | $ | M | 13931 | Disposed | Common Stock (13931) | Direct | |
| 2023-11-15 | Restricted Stock Units | $ | M | 10935 | Disposed | Common Stock (10935) | Direct | |
| 2023-11-15 | Restricted Stock Units | $ | M | 9243 | Disposed | Common Stock (9243) | Direct | |
| 2023-11-15 | Restricted Stock Units | $ | M | 12837 | Disposed | Common Stock (12837) | Direct |
Footnotes
F1: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.
F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F3: Performance-based RSUs granted on September 24, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023.
F4: RSUs granted on November 17, 2020 that vested on November 15, 2023.
F5: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023.
F6: Performance based RSUs granted on November 17, 2020 that could be earned for FY23 that were earned and vested on November 15, 2023.
F7: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.
F8: Performance-based RSUs granted on November 17, 2021 that vest to the extent earned in November 2022, 2023 and 2024.
F9: Performance-based RSUs granted on November 16, 2022 that vest to the extent earned in November 2023, 2024 and 2025.
F10: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.
F11: This amount represents the total number of derivative securities beneficially owned of the class shown.