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PTC INC. — Director's Dealing 2022
Feb 1, 2022
30223_dirs_2022-02-01_ba072773-b121-4ff3-96cf-067756a21534.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2022-01-31
Reporting Person: Moret Blake D. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-31 | Common Stock | M | 1727 | — | Acquired | 12824 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-31 | Restricted Stock Units | $ | M | 1727 | Disposed | Common Stock (1727) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10582010 | Indirect |
Footnotes
F1: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the
Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.
F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F3: Time-based restricted stock units that vested on January 31, 2022.
F4: This amount represents the total number of derivative securities beneficially owned of the class shown.