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PTC INC. Director's Dealing 2022

Aug 2, 2022

30223_dirs_2022-08-02_d5195e42-cd30-4183-b69d-a9ba1e48015c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2022-07-29

Reporting Person: Moret Blake D. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-07-29 Common Stock S 3352 $123.2213 Disposed 10008882 Indirect
2022-07-29 Common Stock S 4054 $123.8593 Disposed 10004828 Indirect
2022-07-29 Common Stock S 594 $124.9747 Disposed 10004234 Indirect
2022-07-29 Common Stock S 22530 $123.2291 Disposed 9981704 Indirect
2022-07-29 Common Stock S 24384 $123.8561 Disposed 9957320 Indirect
2022-07-29 Common Stock S 3086 $124.9887 Disposed 9954234 Indirect
2022-08-01 Common Stock S 3497 $121.6532 Disposed 9950737 Indirect
2022-08-01 Common Stock S 3503 $122.4012 Disposed 9947234 Indirect
2022-08-01 Common Stock S 1000 $123.176 Disposed 9946234 Indirect
2022-08-01 Common Stock S 17565 $121.5921 Disposed 9928669 Indirect
2022-08-01 Common Stock S 23542 $122.2732 Disposed 9905127 Indirect
2022-08-01 Common Stock S 8893 $123.129 Disposed 9896234 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 12824 Direct

Footnotes

F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2: This transaction was executed in multiple trades at prices ranging from $122.58 to $123.54. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $123.60 to $124.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $124.72 to $125.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $122.57 to $123.57. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades at prices ranging from $123.59 to $124.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: This transaction was executed in multiple trades at prices ranging from $124.62 to $125.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8: This transaction was executed in multiple trades at prices ranging from $120.99 to $121.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F9: This transaction was executed in multiple trades at prices ranging from $121.9917 to $122.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10: This transaction was executed in multiple trades at prices ranging from $123.01 to $123.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11: This transaction was executed in multiple trades at prices ranging from $120.89 to $121.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F12: This transaction was executed in multiple trades at prices ranging from $121.90 to $122.90. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F13: This transaction was executed in multiple trades at prices ranging from $122.91 to $123.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F14: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.