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PTC INC. Director's Dealing 2022

Nov 7, 2022

30223_dirs_2022-11-07_180f2fde-6dbd-4539-85f4-7af11ea1837c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2022-11-03

Reporting Person: Moret Blake D. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-11-03 Common Stock S 142 $120.2464 Disposed 8877875 Indirect
2022-11-03 Common Stock S 356 $121.6624 Disposed 8877519 Indirect
2022-11-03 Common Stock S 6070 $122.9184 Disposed 8871449 Indirect
2022-11-03 Common Stock S 1248 $123.573 Disposed 8870201 Indirect
2022-11-03 Common Stock S 184 $124.4609 Disposed 8870017 Indirect
2022-11-04 Common Stock S 2130 $122.4339 Disposed 8867887 Indirect
2022-11-04 Common Stock S 3280 $123.0844 Disposed 8864607 Indirect
2022-11-04 Common Stock S 1910 $124.1127 Disposed 8862697 Indirect
2022-11-04 Common Stock S 604 $125.4645 Disposed 8862093 Indirect
2022-11-04 Common Stock S 76 $126.1417 Disposed 8862017 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 12824 Direct

Footnotes

F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2: This transaction was executed in multiple trades at prices ranging from $120.001 to $120.4509. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $121.2294 to $122.0530. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $122.2395 to $123.2309. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $123.2492 to $124.19. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades at prices ranging from $124.3651 to $124.6080. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: This transaction was executed in multiple trades at prices ranging from $121.7593 to $122.7570. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8: This transaction was executed in multiple trades at prices ranging from $122.77 to $123.76. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F9: This transaction was executed in multiple trades at prices ranging from $123.77 to $124.7213. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10: This transaction was executed in multiple trades at prices ranging from $124.9518 to $125.8643. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.