AI assistant
PTC INC. — Director's Dealing 2022
Nov 17, 2022
30223_dirs_2022-11-17_b3bcb77c-80f2-40f6-b758-dc1a11822440.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2022-11-16
Reporting Person: VON STAATS AARON C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-16 | Common Stock | S | 8356 | $130.0966 | Disposed | 33016 | Direct |
| 2022-11-16 | Common Stock | S | 976 | $130.7192 | Disposed | 32040 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-16 | Restricted Stock Units | $ | A | 4813 | Acquired | Common Stock (4813) | Direct | |
| 2022-11-16 | Restricted Stock Units | $ | A | 4813 | Acquired | Common Stock (4813) | Direct | |
| 2022-11-16 | Restricted Stock Units | $ | A | 9627 | Acquired | Common Stock (9627) | Direct |
Footnotes
F1: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $129.57 to $130.545. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $130.575 to $130.895. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F5: Performance based RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.
F6: Performance based RSUs granted on November 16, 2022 that vest in one installment on November 15, 2025.
F7: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.
F8: This amount represents the total number of derivative securities beneficially owned of the class shown.