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PTC INC. — Director's Dealing 2022
Nov 17, 2022
30223_dirs_2022-11-17_ce06fa10-9024-4af5-8691-e5cc6a11cda1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2022-11-15
Reporting Person: Ditullio Michael (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-15 | Common Stock | M | 39384 | — | Acquired | 106609 | Direct |
| 2022-11-15 | Common Stock | A | 4420 | — | Acquired | 111029 | Direct |
| 2022-11-15 | Common Stock | F | 18904 | $132.01 | Disposed | 92125 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-15 | Restricted Stock Units | $ | A | 8341 | Acquired | Common Stock (8341) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 8341 | Disposed | Common Stock (8341) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | A | 5548 | Acquired | Common Stock (5548) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 5548 | Disposed | Common Stock (5548) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 5549 | Disposed | Common Stock (5549) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 5281 | Disposed | Common Stock (5281) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 3933 | Disposed | Common Stock (3933) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 4047 | Disposed | Common Stock (4047) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 3831 | Disposed | Common Stock (3831) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 2854 | Disposed | Common Stock (2854) | Direct |
Footnotes
F1: Shares earned under FY22 Corporate Incentive Plan.
F2: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.
F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F4: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.
F5: Performance based RSUs granted on November 21, 2019 that could be earned for FY22 that were earned and vested on November 15, 2022.
F6: RSUs granted on November 21, 2019 that vested on November 15, 2022.
F7: RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
F8: Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022.
F9: Performance based RSUs granted on November 17, 2020 that could be earned for FY22 that were earned and vested on November 15, 2022.
F10: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.
F11: Performance based RSUs granted on November 17, 2021 that could be earned for FY22 that were earned and vested on November 15, 2022.
F12: This amount represents the total number of derivative securities beneficially owned of the class shown.