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PTC INC. — Director's Dealing 2022
Nov 17, 2022
30223_dirs_2022-11-17_249e7ff8-c102-46fa-bf04-c60ef1b06bc6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2022-11-15
Reporting Person: Kniker Catherine (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-15 | Common Stock | M | 7656 | — | Acquired | 14112 | Direct |
| 2022-11-15 | Common Stock | A | 2934 | — | Acquired | 17046 | Direct |
| 2022-11-15 | Common Stock | F | 3963 | $132.01 | Disposed | 13083 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-15 | Restricted Stock Units | $ | M | 2249 | Disposed | Common Stock (2249) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 1760 | Disposed | Common Stock (1760) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 1557 | Disposed | Common Stock (1557) | Direct | |
| 2022-11-15 | Restricted Stock Units | $ | M | 2090 | Disposed | Common Stock (2090) | Direct |
Footnotes
F1: Shares earned under FY22 Corporate Incentive Plan.
F2: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares released.
F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F4: RSUs granted on November 15, 2019 that vested on November 15, 2022.
F5: RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
F6: Performance based RSUs granted on November 17, 2021 that could be earned for FY22 that were earned and vested on November 15, 2022.
F7: RSUs granted on November 17, 2021 that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.
F8: This amount represents the total number of derivative securities beneficially owned of the class shown.