PTC INC. — Director's Dealing 2021

Feb 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2021-02-10

Reporting Person: Moret Blake D. (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-10	Common Stock	M	2866	—	Acquired	11097	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-10	Restricted Stock Units	$	A	1727	Acquired		Common Stock (1727)	Direct
2021-02-10	Restricted Stock Units	$	M	2866	Disposed		Common Stock (2866)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10582010	Indirect

Footnotes

F1: These securities are held directly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3: Time-based restricted stock units that vest on the earlier of the date of PTC's 2022 Annual Stockholder Meeting or March 15, 2022.

F4: Time-based restricted stock units that vested on February 10, 2021.

F5: This amount represents the total number of derivative securities beneficially owned of the class shown.