AI assistant
PTC INC. — Director's Dealing 2021
Nov 17, 2021
30223_dirs_2021-11-17_de6e1081-a9b3-4a40-8262-c2b7f9bd0882.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2021-11-15
Reporting Person: Richardson Troy (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-15 | Common Stock | M | 22755 | — | Acquired | 22755 | Direct |
| 2021-11-15 | Common Stock | A | 5060 | — | Acquired | 27815 | Direct |
| 2021-11-15 | Common Stock | F | 11298 | $120.0500 | Disposed | 16517 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-15 | Restricted Stock Units | $ | M | 8797 | Disposed | Common Stock (8797) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 5281 | Disposed | Common Stock (5281) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 5282 | Disposed | Common Stock (5282) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 3395 | Disposed | Common Stock (3395) | Direct |
Footnotes
F1: Shares earned under FY21 Corporate Incentive Plan.
F2: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares serviced.
F3: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F4: RSUs granted on November 16, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
F5: RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
F6: Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021.
F7: Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021.