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PTC INC. — Director's Dealing 2020
Sep 28, 2020
30223_dirs_2020-09-28_388d005a-f1e4-4e48-8730-4b2b41f22ac4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2020-09-24
Reporting Person: HEPPELMANN JAMES E (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-24 | Restricted Stock Unit | $ | A | 12400 | Acquired | Common Stock (12400) | Direct | |
| 2020-09-24 | Restricted Stock Unit | $ | A | 9001 | Acquired | Common Stock (9001) | Direct | |
| 2020-09-24 | Restricted Stock Unit | $ | A | 6381 | Acquired | Common Stock (6381) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F2: Performance-based RSUs granted on November 15, 2017 that could be earned for the FY20 performance period. 58% of the RSUs eligible to be earned for FY20 are now eligible to vest on November 15, 2020.
F3: Performance-based RSUs granted on November 14, 2018 that could be earned for the FY20 performance period. 50% of the RSUs eligible to be earned for FY20 are now eligible to vest on November 15, 2020.
F4: This amount represents the total number of derivative securities beneficially owned of the class shown.
F5: Performance-based RSUs granted on November 21, 2019 that could be earned for the FY20 performance period. 62.5% of the RSUs eligible to be earned for FY20 are now eligible to vest on November 15, 2020.