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PTC INC. — Director's Dealing 2020
Nov 17, 2020
30223_dirs_2020-11-17_dbdeb85b-a8cc-4e3f-926c-da9417ff22fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PTC)
CIK: 0000857005
Period of Report: 2020-11-15
Reporting Person: Talvitie Kristian (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-15 | Common Stock | M | 20407 | — | Acquired | 37893 | Direct |
| 2020-11-15 | Common Stock | F | 7925 | $97.21 | Disposed | 29968 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-15 | Restricted Stock Units | $ | M | 4278 | Acquired | Common Stock (4278) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 2139 | Acquired | Common Stock (2139) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 1897 | Acquired | Common Stock (1897) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 3643 | Acquired | Common Stock (3643) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 6071 | Acquired | Common Stock (6071) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 1245 | Acquired | Common Stock (1245) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 388 | Acquired | Common Stock (388) | Direct | |
| 2020-11-15 | Restricted Stock Units | $ | M | 746 | Acquired | Common Stock (746) | Direct |
Footnotes
F1: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards
F2: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F3: RSUs granted on May 15, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.
F4: Performance based RSUs granted on May 15, 2019 that were earned for the FY20 performance period.
F5: Performance based RSUs granted on November 21, 2019 that were earned for the FY20 performance period.
F6: Performance based RSUs granted on November 21, 2019 that were earned for the FY20 performance period.
F7: RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.
F8: RSUs granted on May 18, 2020 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.
F9: Performance-based RSUs granted on May 18, 2020 that were earned for the FY20 performance period.
F10: Performance-based RSUs granted on May 18, 2020 that were earned for the FY20 performance period.
F11: This amount represents the total number of derivative securities beneficially owned of the class shown.