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PTC INC. — Director's Dealing 2013
Aug 14, 2013
30223_dirs_2013-08-14_81fe66fd-cefe-4e9a-a11d-657b9180b61a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PMTC)
CIK: 0000857005
Period of Report: 2013-08-13
Reporting Person: COHEN BARRY F (EVP Strategy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-13 | Common Stock | M | 59999 | $11.4750 | Acquired | 209181 | Direct |
| 2013-08-13 | Common Stock | S | 59999 | $28.0840 | Disposed | 149182 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-13 | Employee Stock Option | $11.4750 | M | 59999 | Disposed | 2014-03-03 | Common Stock (59999) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $28.00 to $28.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Employee stock option granted on March 3, 2004, exercisable as to 30,000 shares on each of March 3, 2005, 2006, and 2007 and 29,999 shares on March 3, 2008.
F3: This amount represents the total number of derivative securitites beneficially owned of the class shown.