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PTC INC. — Director's Dealing 2013
Feb 4, 2013
30223_dirs_2013-02-04_85906576-4e2b-42a4-90a9-1003c8f120b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PMTC)
CIK: 0000857005
Period of Report: 2013-02-01
Reporting Person: HEPPELMANN JAMES E (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-01 | Common Stock | M | 30000 | $11.4750 | Acquired | 422896 | Direct |
| 2013-02-01 | Common Stock | S | 40000 | $23.5067 | Disposed | 382896 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-01 | Employee Stock Option | $11.4750 | M | 30000 | Disposed | 2014-03-03 | Common Stock (30000) | Direct |
Footnotes
F1: Shares sold pursuant to a pre-established Rule 10b5-1(c ) trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $23.26 to $23.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Employee stock option granted March 3, 2004, exercisable as to 30,000 shares on each of March 3, 2005, 2006, and 2007, and 29,999 shares on March 3, 2008.
F4: This amount represents the total number of derivative securities beneficially owned of the class shown.