AI assistant
PTC INC. — Director's Dealing 2013
Aug 5, 2013
30223_dirs_2013-08-05_26356ee7-9b64-4d20-89ae-e53ac5ac75a0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PTC INC. (PMTC)
CIK: 0000857005
Period of Report: 2013-08-01
Reporting Person: HEPPELMANN JAMES E (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-01 | Common Stock | M | 29999 | $11.4750 | Acquired | 402895 | Direct |
| 2013-08-01 | Common Stock | S | 39999 | $27.7744 | Disposed | 362896 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-01 | Employee Stock Option | $11.4750 | M | 29999 | Disposed | 2014-03-03 | Common Stock (29999) | Direct |
Footnotes
F1: Shares exercised and sold pursuant to a pre-established 10b5-1(c) trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $27.17 to $28.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Employee stock option granted March 3, 2004, exercisable as to 30,000 shares on each of March 3, 2005, 2006, 2007 and 29,999 shares on March 3, 2008.
F4: This amount represents the total number of derivative securities beneficially owned of the class shown.