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PTC INC. — Director's Dealing 2012
Feb 10, 2012
30223_dirs_2012-02-10_33f4f814-d630-4af9-a3a0-af9d51808533.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PARAMETRIC TECHNOLOGY CORP (PMTC)
CIK: 0000857005
Period of Report: 2012-02-08
Reporting Person: HARRISON C RICHARD (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-08 | Common Stock | M | 128235 | $8.50 | Acquired | 1348613 | Direct |
| 2012-02-08 | Common Stock | S | 128235 | $26.5475 | Disposed | 1220378 | Direct |
| 2012-02-09 | Common Stock | M | 100000 | $4.9750 | Acquired | 1320378 | Direct |
| 2012-02-09 | Common Stock | S | 100000 | $26.5296 | Disposed | 1220378 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-08 | Employee Stock Option (right to buy) | $8.50 | M | 128235 | Disposed | 2012-05-30 | Common Stock (128235) | Direct |
| 2012-02-09 | Employee Stock Option (right to buy) | $4.9750 | M | 100000 | Disposed | 2013-02-13 | Common Stock (100000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $26.27 to $26.845. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $26.50 to $27.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The options became exercisable as to 60,000 shares on May 30, 2003, 60,000 shares on May 30, 2004, 60,001 shares on May 30, 2005 and 59,998 shares on May 30, 2006.
F4: The options became exercisable as to 146,667 shares on February 13, 2004, 146,667 shares on February 13, 2005, 146,665 shares on February 13, 2006 and 79,999 shares on February 13, 2007.
F5: This amount represents the total number of derivative securities beneficially owned of the class shown.