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Prudential PLC Major Shareholding Notification 2016

Oct 25, 2016

4668_mrq_2016-10-25_5bc4927e-b890-4c51-8040-d617c18a7505.html

Major Shareholding Notification

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National Storage Mechanism | Additional information

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RNS Number : 4127N

Prudential PLC

25 October 2016

TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES  

1.   Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Prudential plc

2.   Reason for the notification:

An acquisition or disposal of voting rights

3.   Full name of person(s) subject to the notification obligation:

The Capital Group Companies, Inc.

4.   Full name of shareholder(s) (if different from 3.):         

See answer to Question 9

5.   Date of the transaction and date on which the threshold is crossed or reached:

21 October 2016

6.   Date on which issuer notified:

24 October 2016

7.   Threshold(s) that is/are crossed or reached:  

Below 10% - Aggregate of voting rights from shares

8.   Details notified:

8A: Voting rights attached to shares

Class/type of shares Situation previous to the triggering transaction Resulting situation after the triggering transaction
Number of Shares Number of Voting Rights Number of shares Number of voting rights % of voting rights
Direct Direct Indirect Direct Indirect
Ordinary 5p (GB0007099541) 260,889,066 260,889,066 253,596,129 9.8326%
ADRs (US74435K2042) 452,615 905,230 905,308 0.0351%

8B: Financial Instruments

Resulting situation after the triggering transaction:

Type of financial instrument Expiration date Exercise/ Conversion Period/ Date Number of voting rights that may be acquired if the Instrument is exercised/ converted % of voting rights
n/a n/a n/a n/a n/a

8C: Financial Instruments with similar economic effect to Qualifying Financial Instruments 

Type of financial instrument Expiration date Exercise/ Conversion Period/ Date Number of voting rights that may be acquired if the Instrument is exercised/ converted % of voting rights
Nominal Delta
n/a n/a n/a n/a n/a n/a

Total (A+B+C):

Number of voting rights % of voting rights
254,501,437 9.8677%

9.   Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

Number of Shares Percent of Outstanding
The Capital Group Companies, Inc. ("CG") holdings 254,501,437 9.8677%
Holdings by CG Management Companies and Funds:

Capital Guardian Trust Company1

Capital International, Inc.1

Capital International Limited1

Capital International Sàrl1

Capital Research and Management Company2
11,360,256

53,647

316,750

274,267

242,496,517
0.4405%

0.0021%

0.0123%

0.0106%

9.4023%

1Indirect subsidiaries of Capital Research and Management Company.

2Subsidiary of The Capital Group Companies, Inc.

Proxy Voting:

10.  Name of the proxy holder:    

n/a

11.  Number of voting rights proxy holder will cease to hold:          

n/a

12.  Date on which proxy holder will cease to hold voting rights:     

n/a

13.  Additional information:         

n/a

Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America.

Contact name for enquiries    

Chris Smith, Deputy Group Secretary, +44 (0) 207 548 2115

Company official responsible for making notification

Helen Archbold, Head of Corporate Secretariat  

This information is provided by RNS

The company news service from the London Stock Exchange

END

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