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Prudential PLC — Regulatory Filings 2026
Mar 31, 2026
4668_ffr_2026-03-31_f61cded7-0a55-4236-9e8f-a7060a6ba805.zip
Regulatory Filings
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6-K 1 a7039y000.htm HOLDING(S) IN COMPANY Document created using Blueprint(R) - powered by Issuer Services - www.issuerservices.net Copyright 2026 Issuer Services a7039y000
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of March, 2026
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant's name into English)
13/F, One International Finance Centre,
1 Harbour View Street, Central,
Hong Kong, China
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
TR-1: Standard form for notification of major holdings
- Issuer Details
ISIN
GB0007099541
Issuer Name
Prudential Public Limited Company
UK or Non-UK Issuer
UK
- Reason for Notification
An acquisition or disposal of voting rights
- Details of person subject to the notification obligation
Name
UBS Group AG-Investment Bank & Global Wealth Management
City of registered office (if applicable)
London
Country of registered office (if applicable)
United Kingdom
- Details of the shareholder
| Name | City
of registered office | Country
of registered office |
| --- | --- | --- |
| UBS
AG | London | United
Kingdom |
- Date on which the threshold was crossed or reached
26-Mar-2026
- Date on which Issuer notified
30-Mar-2026
- Total positions of person(s) subject to the notification obligation
| | % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 +
8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer |
| --- | --- | --- | --- | --- |
| Resulting
situation on the date on which threshold was crossed or
reached | 4.988492 | 0.105874 | 5.094366 | 128810570 |
| Position
of previous notification (if applicable) | 0.000000 | 0.000000 | 0.000000 | |
- Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | % of direct voting rights (DTR5.1) |
|---|---|---|
| GB0007099541 | 126133534 | 4.988492 |
| Sub | ||
| Total 8.A | 126133534 | 4.988492% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument | Expiration date | Number of voting rights that may be acquired if the instrument is
exercised/converted | % of voting rights |
| --- | --- | --- | --- |
| Depositary Receipts
(US74435K2042) | At any
time | 180792 | 0.007150 |
| Right
to recall on Depositary Receipts (US74435K2042) | At any
time | 140198 | 0.005545 |
| Long
Call Option | 18/12/2026 -
18/06/2027 | 947000 | 0.037453 |
| Sub
Total 8.B1 | | 1267990 | 0.050148% |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Expiration date | Physical or cash settlement | Number of voting rights | % of voting rights |
|---|---|---|---|---|
| Long | ||||
| Call Option | 13/04/2026 - | |||
| 29/05/2026 | Cash | 15575 | 0.000616 | |
| Short | ||||
| Put Option | 19/06/2026 - | |||
| 18/06/2027 | Physical | 1297000 | 0.051295 | |
| Equity | ||||
| Swaps | 23/04/2026 - | |||
| 26/03/2029 | Cash | 12930 | 0.000511 | |
| Swaps | ||||
| on Baskets | 14/07/2027 - | |||
| 30/09/2030 | Cash | 1155 | 0.000046 | |
| Reverse | ||||
| Convertible Bond | 27/04/2026 | Physical | 82386 | 0.003258 |
| Sub | ||||
| Total 8.B2 | 1409046 | 0.055726% |
-
Information in relation to the person subject to the notification obligation
-
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
| Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable
threshold | Total of both if it equals or is higher than the notifiable
threshold |
| --- | --- | --- | --- |
| UBS
Group AG (Chain 1) | | | |
| UBS
Group AG (Chain 1) | UBS
AG | 4.987594 | 5.082539% |
| UBS
Group AG (Chain 2) | | | |
| UBS
Group AG (Chain 2) | UBS
AG | 4.987594 | 5.082539% |
| UBS
Group AG (Chain 2) | UBS
Switzerland AG | | |
| UBS
Group AG (Chain 3) | | | |
| UBS
Group AG (Chain 3) | UBS
AG | 4.987594 | 5.082539% |
| UBS
Group AG (Chain 3) | UBS
Bank (Canada) | | |
| UBS
Group AG (Chain 4) | | | |
| UBS
Group AG (Chain 4) | UBS
AG | 4.987594 | 5.082539% |
| UBS
Group AG (Chain 4) | UBS
Americas Holding LLC | | |
| UBS
Group AG (Chain 4) | UBS
Americas Inc. | | |
| UBS
Group AG (Chain 4) | UBS
Securities LLC | | |
- In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
-
Additional Information
-
Date of Completion
30-Mar-2026
- Place Of Completion
Zurich, Switzerland
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: 31 March 2026
| PRUDENTIAL
PUBLIC LIMITED COMPANY |
| --- |
| By:
/s/ Sylvia
Edwards |
| Sylvia
Edwards |
| Deputy
Group Secretary |