Prudential PLC — Regulatory Filings 2020

Feb 12, 2020

6-K 1 a7998c.htm HOLDING(S) IN COMPANY Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2020 Issuer Direct Corporation Blueprint

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of February , 2020

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant's name into English)

1 Angel Court, London,

England, EC2R 7AG

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes No X

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82-

TR-1: Standard form for notification of major holdings

| NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i — 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii : | | Prudential plc | | | | --- | --- | --- | --- | --- | | 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | | | | | | Non-UK issuer | | | | | | 2. Reason for the notification (please mark the appropriate box or boxes with an "X") | | | | | | An acquisition or disposal of voting rights | | | | X | | An acquisition or disposal of financial instruments | | | | | | An event changing the breakdown of voting rights | | | | | | Other (please specify) iii : | | | | | | 3. Details of person subject to the notification obligation iv | | | | | | Name | | Norges Bank | | | | City and country of registered office (if applicable) | | Oslo, Norway | | | | 4. Full name of shareholder(s) (if different from 3.) v | | | | | | Name | | | | | | City and country of registered office (if applicable) | | | | | | 5. Date on which the threshold was crossed or reached vi : | | 10 February 2020 | | | | 6. Date on which issuer notified (DD/MM/YYYY): | | 11 February 2020 | | | | 7. Total positions of person(s) subject to the notification obligation | | | | | | | % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments(total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuer vii | | Resulting situation on the date on which threshold was crossed or reached | 2.99 % | 0.01 % | 2.998 % | 2,601,316,917 | | Position of previous notification (if applicable) | 3.99 % | 0.00 % | 3.99 % | |

| 8. Notified details of the resulting situation on the date on which

the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type ofshares ISIN
code (if possible)	Number of voting rights ix		% of voting rights
	Direct (Art 9
of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10
of Directive 2004/109/EC) (DTR5.2.1)	Direct (Art 9
of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10
of Directive 2004/109/EC) (DTR5.2.1)
GB0007099541	77,815,026		2.99
%
SUBTOTAL 8. A	77,815,026		2.99
%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument	Expirationdate x	Exercise/Conversion Period xi	Number of voting rights that may be acquired if the instrument
is exercised/converted.		% of voting rights
Shares
on loan (right to recall)		At any
time	181,573		0.01
%
		SUBTOTAL 8. B 1	181,573		0.01
%
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
Type of financial instrument	Expirationdate x	Exercise/Conversion Period xi	Physical or cash settlement xii	Number of voting rights	% of voting rights
N/A
			SUBTOTAL 8.B.2

| 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") — Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the

(underlying) issuer xiii			X
Full chain
of controlled undertakings through which the voting rights and/or
thefinancial instruments are effectively held starting with the
ultimate controlling natural person or legal entity xiv (please add additional rows as
necessary)
Name xv	% of voting rights if it equals or is higher than the notifiable
threshold	% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable
threshold
10. In case of proxy voting, please identify:
Name of
the proxy holder
The
number and % of voting rights held
The
date until which the voting rights will be held
11. Additional information xvi

| Place of completion | Oslo, Norway | | --- | --- | | Date of completion | 11 February 2020 |

Prudential plc is not affiliated in any manner with Prudential Financial, Inc., a company whose principal place of business is in the United States of America nor with the Prudential Assurance Company, a subsidiary of M&G plc, a company incorporated in the United Kingdom.

Contact name for enquiries

Chris Smith, Deputy Group Secretary, +44 (0) 203 977 9639

Ian Smith, Senior Assistant Company Secretary, +44 (0) 203 977 9640

Company official responsible for making notification

Tom Clarkson, Company Secretary

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 12 February 2020

| PRUDENTIAL

PUBLIC LIMITED COMPANY
By:
/s/ Thomas S Clarkson
Thomas
S Clarkson
Company
Secretary

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