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Prudential PLC Regulatory Filings 2020

May 21, 2020

4668_ffr_2020-05-21_50d36d62-5925-4757-9a7f-cc675354be02.zip

Regulatory Filings

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6-K 1 a6154n.htm BLOCK LISTING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2020 Issuer Direct Corporation a6154n

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of May, 2020

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant's name into English)

1 Angel Court, London,

England, EC2R 7AG

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes No X

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82-

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris .

Date: 21 May 2020

Name of applicant : — Name of scheme: Prudential plc — Prudential Savings-Related Share Option Scheme
Period of return: From: 1 November 2019 To: 30 April 2020
Balance of unallotted securities under scheme(s) from previous
return: 25,661 ordinary shares of 5p each
Plus: The amount by
which the block scheme(s) has been increased since the date of the
last return (if any increase has been applied
for): 1,750,000 ordinary shares of 5p each
Less: Number
of securities issued/allotted under scheme(s) during
period (see LR3.5.7G): 600,482 ordinary shares of 5p each
Equals: Balance
under scheme(s) not yet issued/allotted at end of
period: 1,175,179 ordinary shares of 5p each
Name of contact: Jennie Webb
Telephone number of contact: +44 (0)20 3977 9750

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris .

Date: 21 May 2020

Name of applicant : — Name of scheme: Prudential plc — Prudential Long Term Incentive Plan Prudential Agency Long Term Incentive Plan
Period of return: From: 1 November 2019 To: 30 April 2020
Balance of unallotted securities under scheme(s) from previous
return: 312,076 ordinary shares of 5p each
Plus: The amount by
which the block scheme(s) has been increased since the date of the
last return (if any increase has been applied
for): 8,000,000 ordinary shares of 5p each
Less: Number
of securities issued/allotted under scheme(s) during
period (see LR3.5.7G): 7,456,728 ordinary shares of 5p each
Equals: Balance
under scheme(s) not yet issued/allotted at end of
period: 855,348 ordinary shares of 5p each
Name of contact: Jennie Webb
Telephone number of contact: +44 (0)20 3977 9750

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris .

Date: 21 May 2020

| Name of applicant : — Name of scheme: | | Prudential plc — Prudential International Savings-Related Share Option Scheme Prudential International Savings-Related Share Option Scheme for Non-Employees | | | | --- | --- | --- | --- | --- | | Period of return: | From: | 1 November 2019 | To: | 30 April 2020 | | Balance of unallotted securities under scheme(s) from previous return: | | 9,798 ordinary shares of 5p each | | | | Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | | 950,000 ordinary shares of 5p each | | | | Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | | 883,196 ordinary shares of 5p each | | | | Equals: Balance under scheme(s) not yet issued/allotted at end of period: | | 76,602 ordinary shares of 5p each | | |

Name of contact: Jennie Webb
Telephone number of contact: +44 (0)20 3977 9750

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 21 May 2020

| PRUDENTIAL

PUBLIC LIMITED COMPANY
By:
/s/ Chris Smith
Chris
Smith
Deputy
Group Secretary

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