Prudential PLC — Regulatory Filings 2020

Nov 24, 2020

6-K 1 a2442g.htm SIX MONTHLY BLOCKLISTING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2020 Issuer Direct Corporation a2442g

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of November, 2020

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant's name into English)

1 Angel Court, London,

England, EC2R 7AG

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes No X

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82-

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris .

Date : 24 November 2020

| Name of applicant : — Name of scheme: | | Prudential plc — Prudential Savings-Related Share Option Scheme | | | | --- | --- | --- | --- | --- | | Period of return: | From: | 1 May 2020 | To: | 31 October 2020 | | Balance of unallotted securities under scheme(s) from previous return: | | 1,175,179 ordinary shares of 5p each | | | | Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | | 0 ordinary shares of 5p each | | | | Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | | 3,905 ordinary shares of 5p each | | | | Equals: Balance under scheme(s) not yet issued/allotted at end of period: | | 1,171,274 ordinary shares of 5p each | | |

| Name of contact: | Jennie Webb | | --- | --- | | Telephone number of contact: | +44 (0)20 3977 9750 |

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris .

Date: 24 November 2020

| Name of applicant : — Name of scheme: | | Prudential plc — Prudential Long Term Incentive Plan Prudential Agency Long Term Incentive Plan | | | | --- | --- | --- | --- | --- | | Period of return: | From: | 1 May 2020 | To: | 31 October 2020 | | Balance of unallotted securities under scheme(s) from previous return: | | 855,348 ordinary shares of 5p each | | | | Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | | 0 ordinary shares of 5p each | | | | Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | | 79,604 ordinary shares of 5p each | | | | Equals: Balance under scheme(s) not yet issued/allotted at end of period: | | 775,744 ordinary shares of 5p each | | |

| Name of contact: | Jennie Webb | | --- | --- | | Telephone number of contact: | +44 (0)20 3977 9750 |

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris .

Date: 24 November 2020

| Name of applicant : — Name of scheme: | | Prudential plc — Prudential International Savings-Related Share Option Scheme Prudential International Savings-Related Share Option Scheme for Non-Employees | | | | --- | --- | --- | --- | --- | | Period of return: | From: | 1 May 2020 | To: | 31 October 2020 | | Balance of unallotted securities under scheme(s) from previous return: | | 76,602 ordinary shares of 5p each | | | | Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | | 500,000 ordinary shares of 5p each | | | | Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | | 0 ordinary shares of 5p each | | | | Equals: Balance under scheme(s) not yet issued/allotted at end of period: | | 576,602 ordinary shares of 5p each | | |

| Name of contact: | Jennie Webb | | --- | --- | | Telephone number of contact: | +44 (0)20 3977 9750 |

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 24 November 2020

| PRUDENTIAL PUBLIC LIMITED

COMPANY
By: /s/ Sylvia
Edwards
Sylvia Edwards
Deputy Group
Secretary

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