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Prudential PLC — Regulatory Filings 2019
Apr 2, 2019
4668_ffr_2019-04-02_d3e7c96c-73bf-4fc5-8fce-302ad9d05b52.zip
Regulatory Filings
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of April , 2019
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant's name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Michael
Wells | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Chief Executive (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Annual Incentive Plan by the
Trustee (iii) Sale of
shares in relation to the transactions described in (i) & (ii)
above only to cover withholding tax and fees | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 227,217 |
| | | (ii) | Nil | 112,720 |
| | | (iii) | GBP
15.6051 | 149,122 |
| d) | Aggregated information - Aggregated volume - Price | N/A | | |
| e) | Date of the transactions | 2019-04-01 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | John
Foley | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Annual Incentive Plan by the
Trustee (iii) Sale of
shares in relation to the transactions described in (i) & (ii)
above only to cover withholding tax and fees | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 98,525 |
| | | (ii) | Nil | 69,154 |
| | | (iii) | GBP
15.6051 | 78,889 |
| d) | Aggregated information - Aggregated volume - Price | N/A | | |
| e) | Date of the transactions | 2019-04-01 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Nicolaos
Nicandrou | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Annual Incentive Plan by the
Trustee (iii) Sale of
shares in relation to the transactions described in (i) & (ii)
above (includes shares sold to cover withholding tax and
fees) | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 93,402 |
| | | (ii) | Nil | 41,153 |
| | | (iii) | GBP
15.6051 | 134,555 |
| d) | Aggregated information - Aggregated volume - Price | N/A | | |
| e) | Date of the transactions | 2019-04-01 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | James
Turner | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Chief Risk Officer (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Group Deferred Bonus Plan by the
Trustee (iii) Sale of
shares in relation to the transactions described in (i) & (ii)
above only to cover withholding tax and fees | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 22,602 |
| | | (ii) | Nil | 5,440 |
| | | (iii) | GBP
15.6051 | 13,194 |
| d) | Aggregated information - Aggregated volume - Price | N/A | | |
| e) | Date of the transactions | 2019-04-01 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Julian
Adams | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Regulatory & Government Relations Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Annual Incentive Plan by the
Trustee (iii)
Sale of shares in relation to the transactions described in (i) and
(ii) above (includes shares sold to cover withholding tax and
fees) | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 58,432 |
| | | (ii) | Nil | 27,699 |
| | | (iii) | GBP
15.6051 | 86,131 |
| d) | Aggregated information - Aggregated volume - Price | N/A | | |
| e) | Date of the transactions | 2019-04-01 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Jonathan
Oliver | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Communications Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Annual Incentive Plan by the
Trustee (iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above (includes shares sold to cover withholding tax and
fees) | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 19,123 |
| | | (ii) | Nil | 4,585 |
| | | (iii) | GBP
15.6051 | 23,708 |
| d) | Aggregated information - Aggregated volume - Price | N/A | | |
| e) | Date of the transactions | 2019-04-01 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Alan
Porter | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
General Counsel and Company Secretary (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Annual Incentive Plan by the
Trustee (iii) Sale of
shares in relation to the transactions described in (i) & (ii)
above (includes shares sold to cover withholding tax and
fees) | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 46,766 |
| | | (ii) | Nil | 15,114 |
| | | (iii) | GBP
15.6051 | 61,880 |
| d) | Aggregated information - Aggregated volume - Price | N/A | | |
| e) | Date of the transactions | 2019-04-01 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Al-Noor
Ramji | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Chief Digital Officer (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (ii)
Sale of shares in relation to the transaction described in (i)
above (includes shares sold to cover withholding tax and
fees) | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 52,545 |
| | | (ii) | GBP
15.6051 | 52,545 |
| d) | Aggregated information - Aggregated volume - Price | N/A | | |
| e) | Date of the transactions | 2019-04-01 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Tim
Rolfe | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Human Resources Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (iii)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee") (iv)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Annual Incentive Plan by the
Trustee (v)
Sale of shares in relation to the transactions described in (i)
& (ii) above (includes shares sold to cover withholding tax and
fees) | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 48,867 |
| | | (ii) | Nil | 21,518 |
| | | (iii) | GBP
15.6051 | 70,385 |
| d) | Aggregated information - Aggregated volume - Price | N/A | | |
| e) | Date of the transactions | 2019-04-01 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Michael
Wells | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Chief Executive (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022 | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
15.40 | 298,441 |
| | | (ii) | GBP
15.40 | 55,394 |
| d) | Aggregated information - Aggregated volume - Price | 353,835 GBP 15.40 | | |
| e) | Date of the transactions | 2019-04-02 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Mark
FitzPatrick | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Chief
Financial Officer (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022 | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
15.40 | 123,376 |
| | | (ii) | GBP
15.40 | 32,223 |
| d) | Aggregated information - Aggregated volume - Price | 155,599 GBP
15.40 | | |
| e) | Date of the transactions | 2019-04-02 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Michael
Falcon | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | American Depositary Receipt ("ADR") 74435K204 | | |
| b) | Nature of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022 | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | USD
40.58 | 78,856 |
| | | (ii) | USD
40.58 | 25,994 |
| d) | Aggregated information - Aggregated volume - Price | 104,850 USD 40.58 | | |
| e) | Date of the transactions | 2019-04-02 | | |
| f) | Place of the transactions | New
York Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | John
Foley | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022 | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
15.40 | 129,383 |
| | | (ii) | GBP
15.40 | 30,800 |
| d) | Aggregated information - Aggregated volume - Price | 160,183 GBP 15.40 | | |
| e) | Date of the transactions | 2019-04-02 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Nicolaos
Nicandrou | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022 | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
15.40 | 172,743 |
| | | (ii) | GBP
15.40 | 44,760 |
| d) | Aggregated information - Aggregated volume - Price | 217,503 GBP 15.40 | | |
| e) | Date of the transactions | 2019-04-02 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | James
Turner | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Chief Risk Officer (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022 | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
15.40 | 103,571 |
| | | (ii) | GBP
15.40 | 20,605 |
| d) | Aggregated information - Aggregated volume - Price | 124,176 GBP 15.40 | | |
| e) | Date of the transactions | 2019-04-02 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Julian
Adams | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Regulatory and Government Relations Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022 | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
15.40 | 76,883 |
| | | (ii) | GBP
15.40 | 23,501 |
| d) | Aggregated information - Aggregated volume - Price | 100,384 GBP 15.40 | | |
| e) | Date of the transactions | 2019-04-02 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Jonathan
Oliver | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Communications Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022 | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
15.40 | 25,194 |
| | | (ii) | GBP
15.40 | 4,585 |
| d) | Aggregated information - Aggregated volume - Price | 29,779 GBP 15.40 | | |
| e) | Date of the transactions | 2019-04-02 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Alan
Porter | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
General Counsel & Company Secretary (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022 | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
15.40 | 61,558 |
| | | (ii) | GBP
15.40 | 18,062 |
| d) | Aggregated information - Aggregated volume - Price | 79,620 GBP 15.40 | | |
| e) | Date of the transactions | 2019-04-02 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Al-Noor
Ramji | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Chief Digital Officer (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022 | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
15.40 | 69,090 |
| | | (ii) | GBP
15.40 | 37,435 |
| d) | Aggregated information - Aggregated volume - Price | 106,525 GBP 15.40 | | |
| e) | Date of the transactions | 2019-04-02 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Tim
Rolfe | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Human Resources Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria (ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022 | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
15.40 | 64,285 |
| | | (ii) | GBP
15.40 | 18,427 |
| d) | Aggregated information - Aggregated volume - Price | 82,712 GBP 15.40 | | |
| e) | Date of the transactions | 2019-04-02 | | |
| f) | Place of the transactions | London
Stock Exchange | | |
Additional information
Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.
Contact
Jennie Webb, Share Plans and Share Capital Manager, +44 (0)20 3977 9750
Chris Smith, Deputy Group Secretary, +44 (0)20 3977 9639
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: 02 April 2019
| PRUDENTIAL
PUBLIC LIMITED COMPANY |
| --- |
| By: /s/ Chris Smith |
| Chris
Smith |
| Deputy
Group Secretary |
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