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Prudential PLC — Regulatory Filings 2019
May 29, 2019
4668_ffr_2019-05-29_f1f05fcf-65fb-4657-9d53-5900e3105990.zip
Regulatory Filings
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of May , 2019
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant's name into English)
1 Angel Court, London,
England, EC2R 7AG
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris .
Date: 29 May 2019
| Name of applicant : — Name of scheme: | Prudential plc — Prudential Savings-Related Share Option Scheme | |||
|---|---|---|---|---|
| Period of return: | From: | 1 November 2018 | To: | 30 April 2019 |
| Balance of unallotted securities under scheme(s) from previous | ||||
| return: | 1,076,407 ordinary shares of 5p each | |||
| Plus: The amount by | ||||
| which the block scheme(s) has been increased since the date of the | ||||
| last return (if any increase has been applied | ||||
| for): | Nil | |||
| Less: Number | ||||
| of securities issued/allotted under scheme(s) during | ||||
| period (see LR3.5.7G): | 914,180 ordinary shares of 5p each | |||
| Equals: Balance | ||||
| under scheme(s) not yet issued/allotted at end of | ||||
| period: | 162,227 ordinary shares of 5p each |
| Name of contact: | Angela Zeng |
|---|---|
| Telephone number of contact: | +44 (0)20 3977 9780 |
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris .
Date: 29 May 2019
| Name of applicant : — Name of scheme: | Prudential plc — Prudential Long Term Incentive Plan Prudential Agency Long Term Incentive Plan | |||
|---|---|---|---|---|
| Period of return: | From: | 1 November 2018 | To: | 30 April 2019 |
| Balance of unallotted securities under scheme(s) from previous | ||||
| return: | 746,185 ordinary shares of 5p each | |||
| Plus: The amount by | ||||
| which the block scheme(s) has been increased since the date of the | ||||
| last return (if any increase has been applied | ||||
| for): | 6,000,000 ordinary shares of 5p each | |||
| Less: Number | ||||
| of securities issued/allotted under scheme(s) during | ||||
| period (see LR3.5.7G): | 6,344,046 ordinary shares of 5p each | |||
| Equals: Balance | ||||
| under scheme(s) not yet issued/allotted at end of | ||||
| period: | 402,139 ordinary shares of 5p each |
| Name of contact: | Angela Zeng |
|---|---|
| Telephone number of contact: | +44 (0)20 3977 9780 |
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris .
Date: 29 May 2019
| Name of applicant : — Name of scheme: | | Prudential plc — Prudential International Savings-Related Share Option
Scheme Prudential International Savings-Related Share Option Scheme for
Non-Employees | | |
| --- | --- | --- | --- | --- |
| Period of return: | From: | 1 November 2018 | To: | 30 April 2019 |
| Balance of unallotted securities under scheme(s) from previous
return: | | 519,035 ordinary shares of 5p each | | |
| Plus: The amount by
which the block scheme(s) has been increased since the date of the
last return (if any increase has been applied
for): | | Nil | | |
| Less: Number
of securities issued/allotted under scheme(s) during
period (see LR3.5.7G): | | 509,237 ordinary shares of 5p each | | |
| Equals: Balance
under scheme(s) not yet issued/allotted at end of
period: | | 9,798 ordinary shares of 5p each | | |
| Name of contact: | Angela Zeng |
|---|---|
| Telephone number of contact: | +44 (0)20 3977 9780 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: 29 May 2019
| PRUDENTIAL
PUBLIC LIMITED COMPANY |
| --- |
| By: /s/
Chris Smith |
| Chris
Smith |
| Deputy
Group Secretary |
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