Prudential PLC — Regulatory Filings 2019

Oct 3, 2019

6-K 1 a6635o.htm MAJOR SHAREHOLDING NOTIFICATION Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2019 Issuer Direct Corporation Blueprint

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of October , 2019

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant's name into English)

1 Angel Court, London,

England, EC2R 7AG

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes No X

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82-

TR-1: Standard form for notification of major holdings

| NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i — 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii : | | Prudential plc | | | | --- | --- | --- | --- | --- | | 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | | | | | | Non-UK issuer | | | | | | 2. Reason for the notification (please mark the appropriate box or boxes with an "X") | | | | | | An acquisition or disposal of voting rights | | | | X | | An acquisition or disposal of financial instruments | | | | | | An event changing the breakdown of voting rights | | | | | | Other (please specify) iii : | | | | | | 3. Details of person subject to the notification obligation iv | | | | | | Name | | The Capital Group Companies, Inc. ("CGC") | | | | City and country of registered office (if applicable) | | Los Angeles, CA 90071, USA | | | | 4. Full name of shareholder(s) (if different from 3.) v | | | | | | Name | | | | | | City and country of registered office (if applicable) | | | | | | 5. Date on which the threshold was crossed or reached vi : | | 30 September 2019 | | | | 6. Date on which issuer notified (DD/MM/YYYY): | | 2 October 2019 | | | | 7. Total positions of person(s) subject to the notification obligation | | | | | | | % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments(total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuer vii | | Resulting situation on the date on which threshold was crossed or reached | 4.9336% | 0.0000% | 4.9336% | 2,599,887,586 | | Position of previous notification (if applicable) | 9.8677% | 0.0000% | 9.8677% | |

| 8. Notified details of the resulting situation on the date on which

the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type ofshares ISIN
code (if possible)	Number of voting rights ix		% of voting rights
	Direct (Art 9
of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10
of Directive 2004/109/EC) (DTR5.2.1)	Direct (Art 9
of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10
of Directive 2004/109/EC) (DTR5.2.1)
Ordinary
Shares ISIN:
GB0007099541		127,699,655			4.9117%
ADR's ISIN:
US74435K2042		567,842			.0219%
SUBTOTAL 8. A	128,267,497		4.9336%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument	Expirationdate x	Exercise/Conversion Period xi	Number of voting rights that may be acquired if the instrument
is exercised/converted.		% of voting rights
N/A
		SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
Type of financial instrument	Expirationdate x	Exercise/Conversion Period xi	Physical or cash settlement xii	Number of voting rights	% of voting rights
N/A
			SUBTOTAL 8.B.2

| 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with

an "X")
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer xiii
Full chain
of controlled undertakings through which the voting rights and/or
thefinancial instruments are effectively held starting with the
ultimate controlling natural person or legal entity xiv (please add additional rows as
necessary)			X
Name xv	% of voting rights if it equals or is higher than the notifiable
threshold	% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable
threshold
The Capital Group Companies, Inc. Holdings by CG Management companies are set out
below :	4.9336%	N/A	4.9336%
● Capital Bank & Trust Company 2
● Capital International, Inc. 1
● Capital International Limited 1
● Capital International Sàrl 1
● Capital Research and Management Company 2
1 Indirect subsidiaries of Capital Research and Management
Company. 2 Subsidiary of The Capital Group Companies,
Inc.
10. In case of proxy voting, please identify:
Name of
the proxy holder
The
number and % of voting rights held
The
date until which the voting rights will be held
11. Additional information xvi
The
Capital Group Companies, Inc. ("CGC") is the parent company of
Capital Research and Management Company ("CRMC") and Capital Bank
& Trust Company ("CB&T"). CRMC is a U.S.-based investment
management company that serves as investment manager to the
American Funds family of mutual funds, other pooled investment
vehicles, as well as individual and institutional clients.
CRMC and its investment manager affiliates manage equity assets for
various investment companies through three divisions, Capital
Research Global Investors, Capital International Investors and
Capital World Investors. CRMC is the parent company of
Capital Group International, Inc. ("CGII"), which in turn is the
parent company of four investment management companies ("CGII
management companies"): Capital International, Inc., Capital
International Limited, Capital International Sàrl and Capital
International K.K. CGII management companies and CB&T
primarily serve as investment managers to institutional and high
net worth clients. CB&T is a U.S.-based investment
management company that is a registered investment adviser and an
affiliated federally chartered bank. Neither
CGC nor any of its affiliates own shares of your company for its
own account. Rather, the shares reported on this Notification
are owned by accounts under the discretionary investment management
of one or more of the investment management companies described
above.

| Place of completion | Los Angeles, CA, USA | | --- | --- | | Date of completion | 2 October 2019 |

Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America.

Contact name for enquiries

Chris Smith, Deputy Group Secretary, +44 (0) 203 977 9639

Ian Smith, Senior Assistant Company Secretary, +44 (0) 203 977 9640

Company official responsible for making notification

Helen Archbold, Head of Corporate Secretariat

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 03 October 2019

| PRUDENTIAL

PUBLIC LIMITED COMPANY
By:
/s/ Mark FitzPatrick
Mark
FitzPatrick
Group
Chief Financial Officer and Chief Operating Officer

page break