Prudential PLC — Regulatory Filings 2019

Nov 14, 2019

6-K 1 a3341t.htm BLOCK LISTING SIX MONTHLY RETURN Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2019 Issuer Direct Corporation Blueprint

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of November , 2019

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant's name into English)

1 Angel Court, London,

England, EC2R 7AG

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes No X

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82-

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris .

Date: 14 November 2019

| Name of applicant : — Name of scheme: | | Prudential plc — Prudential Savings-Related Share Option Scheme | | | | --- | --- | --- | --- | --- | | Period of return: | From: | 1 May 2019 | To: | 31 October 2019 | | Balance of unallotted securities under scheme(s) from previous return: | | 162,227 ordinary shares of 5p each | | | | Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | | Nil ordinary shares of 5p each | | | | Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | | 136,566 ordinary shares of 5p each | | | | Equals: Balance under scheme(s) not yet issued/allotted at end of period: | | 25,661 ordinary shares of 5p each | | |

| Name of contact: | Jennie Webb | | --- | --- | | Telephone number of contact: | +44 (0)20 3977 9750 |

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris .

Date: 14 November 2019

| Name of applicant : — Name of scheme: | | Prudential plc — Prudential Long Term Incentive Plan Prudential Agency Long Term Incentive Plan | | | | --- | --- | --- | --- | --- | | Period of return: | From: | 1 May 2019 | To: | 31 October 2019 | | Balance of unallotted securities under scheme(s) from previous return: | | 402,139 ordinary shares of 5p each | | | | Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | | Nil ordinary shares of 5p each | | | | Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | | 90,063 ordinary shares of 5p each | | | | Equals: Balance under scheme(s) not yet issued/allotted at end of period: | | 312,076 ordinary shares of 5p each | | |

| Name of contact: | Jennie Webb | | --- | --- | | Telephone number of contact: | +44 (0)20 3977 9750 |

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris .

Date: 14 November 2019

| Name of applicant : — Name of scheme: | | Prudential plc — Prudential International Savings-Related Share Option Scheme Prudential International Savings-Related Share Option Scheme for Non-Employees | | | | --- | --- | --- | --- | --- | | Period of return: | From: | 1 May 2019 | To: | 31 October 2019 | | Balance of unallotted securities under scheme(s) from previous return: | | 9,798 ordinary shares of 5p each | | | | Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | | Nil ordinary shares of 5p each | | | | Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | | Nil ordinary shares of 5p each | | | | Equals: Balance under scheme(s) not yet issued/allotted at end of period: | | 9,798 ordinary shares of 5p each | | |

| Name of contact: | Jennie Webb | | --- | --- | | Telephone number of contact: | +44 (0)20 3977 9750 |

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 14 November 2019

| PRUDENTIAL

PUBLIC LIMITED COMPANY
By: /s/ Chris Smith
Chris
Smith
Deputy
Group Secretary

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