Prudential PLC — Regulatory Filings 2018

Nov 13, 2018

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of November , 2018

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant's name into English)

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes No X

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82-

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris .

Date: 13 November 2018

| Name
of applicant : — Name of
scheme: | | Prudential
plc — Prudential
Savings-Related Share Option Scheme | | |
| --- | --- | --- | --- | --- |
| Period
of return: | From: | 1 May
2018 | To: | 31
October 2018 |
| Balance
of unallotted securities under scheme(s) from previous
return: | | 479,436
ordinary shares of 5p each | | |
| Plus: The amount by which the block scheme(s) has
been increased since the date of the last return (if any increase
has been applied for): | | 700,000
ordinary shares of 5p each | | |
| Less: Number of securities issued/allotted under
scheme(s) during period (see LR3.5.7G): | | 103,029
ordinary shares of 5p each | | |
| Equals: Balance under scheme(s) not yet
issued/allotted at end of period: | | 1,076,407
ordinary shares of 5p each | | |

| Name of
contact: | Angela
Zeng |
| --- | --- |
| Telephone
number of contact: | +44 (0)
20 7548 3943 |

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris .

Date: 13 November 2018

| Name
of applicant : — Name of
scheme: | | Prudential
plc — Prudential
Long Term Incentive Plan Prudential
Agency Long Term Incentive Plan | | |
| --- | --- | --- | --- | --- |
| Period
of return: | From: | 1 May
2018 | To: | 31
October 2018 |
| Balance
of unallotted securities under scheme(s) from previous
return: | | 807,505
ordinary shares of 5p each | | |
| Plus: The amount by which the block scheme(s) has
been increased since the date of the last return (if any increase
has been applied for): | | Nil | | |
| Less: Number of securities issued/allotted under
scheme(s) during period (see LR3.5.7G): | | 61,320
ordinary shares of 5p each | | |
| Equals: Balance under scheme(s) not yet
issued/allotted at end of period: | | 746,185
ordinary shares of 5p each | | |

| Name of
contact: | Angela
Zeng |
| --- | --- |
| Telephone
number of contact: | +44 (0)
20 7548 3943 |

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris .

Date: 13 November 2018

| Name
of applicant : — Name of
scheme: | | Prudential
plc — Prudential
International Savings-Related Share Option Scheme Prudential
International Savings-Related Share Option Scheme for
Non-Employees | | |
| --- | --- | --- | --- | --- |
| Period
of return: | From: | 1 May
2018 | To: | 31
October 2018 |
| Balance
of unallotted securities under scheme(s) from previous
return: | | 69,035
ordinary shares of 5p each | | |
| Plus: The amount by which the block scheme(s) has
been increased since the date of the last return (if any increase
has been applied for): | | 450,000
ordinary shares of 5p each | | |
| Less: Number of securities issued/allotted under
scheme(s) during period (see LR3.5.7G): | | Nil | | |
| Equals: Balance under scheme(s) not yet
issued/allotted at end of period: | | 519,035
ordinary shares of 5p each | | |

| Name of
contact: | Angela
Zeng |
| --- | --- |
| Telephone
number of contact: | +44 (0)
20 7548 3943 |

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 13 November 2018

| PRUDENTIAL
PUBLIC LIMITED COMPANY |
| --- |
| By:
/s/ Chris Smith |
| Chris
Smith |
| Deputy
Group Secretary |

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