Prudential PLC — Regulatory Filings 2018

Oct 9, 2018

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of October , 2018

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant's name into English)

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes No X

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82-

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Michael Wells | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group Chief Executive (PDMR) | | |
| b) | Initial notification /Amendment | Initial notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
17.07843 | 4 |
| | | (ii) | GBP
18.02 | 1,856 |
| d) | Aggregated information - Aggregated volume - Price | 1,860 GBP 18.017975 | | |
| e) | Date of the transaction(s) | 2018-10-05 | | |
| f) | Place of the transaction(s) | London Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Mark FitzPatrick | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Chief Financial Officer (PDMR) | | |
| b) | Initial notification /Amendment | Initial notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
17.07843 | 2 |
| | | (ii) | GBP
18.02 | 242 |
| d) | Aggregated information - Aggregated volume - Price | 244 GBP 18.012282 | | |
| e) | Date of the transactions | 2018-10-05 | | |
| f) | Place of the transactions | London Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | John Foley | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
17.07843 | 6 |
| | | (ii) | GBP
18.02 | 1,130 |
| d) | Aggregated information - Aggregated volume - Price | 1,136 GBP 18.015027 | | |
| e) | Date of the transaction(s) | 2018-10-05 | | |
| f) | Place of the transaction(s) | London Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Nicolaos Nicandrou | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
17.07843 | 16 |
| | | (ii) | GBP
18.02 | 893 |
| d) | Aggregated information - Aggregated volume - Price | 909 GBP 18.003427 | | |
| e) | Date of the transaction(s) | 2018-10-05 | | |
| f) | Place of the transaction(s) | London Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Barry Stowe | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Executive Director (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | American Depositary Receipt ("ADR") 74435K204 | |
| b) | Nature of the transaction(s) | Acquisition of ADRs in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | USD
47.20 | 1,599 |
| d) | Aggregated information - Aggregated volume - Price | 1,599 USD 47.20 | |
| e) | Date of the transaction(s) | 2018-10-05 | |
| f) | Place of the transaction(s) | New York Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | James Turner | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group Chief Risk Officer (PDMR) | | |
| b) | Initial notification /Amendment | Initial notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the Dividend Re-investment Plan for
ordinary shareholders (ii)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (iii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Group Deferred Bonus Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
17.4367 | 116 |
| | | (ii) | GBP
17.07843 | 7 |
| | | (iii) | GBP
18.02 | 46 |
| d) | Aggregated information - Aggregated volume - Price | 169 GBP 17.580628 | | |
| e) | Date of the transaction(s) | 2018-10-05 | | |
| f) | Place of the transaction(s) | London Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Julian Adams | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group Regulatory and Government Relations Director
(PDMR) | | |
| b) | Initial notification /Amendment | Initial notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
17.07843 | 5 |
| | | (ii) | GBP
18.02 | 609 |
| d) | Aggregated information - Aggregated volume - Price | 614 GBP 18.012332 | | |
| e) | Date of the transaction(s) | 2018-10-05 | | |
| f) | Place of the transaction(s) | London Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Jonathan Oliver | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group Communications Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
17.07843 | 9 |
| | | (ii) | GBP
18.02 | 151 |
| d) | Aggregated information - Aggregated volume - Price | 160 GBP 17.967037 | | |
| e) | Date of the transaction(s) | 2018-10-05 | | |
| f) | Place of the transaction(s) | London Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Alan Porter | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group General Counsel and Company Secretary (PDMR) | | |
| b) | Initial notification /Amendment | Initial notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
17.07843 | 9 |
| | | (ii) | GBP
18.02 | 420 |
| d) | Aggregated information - Aggregated volume - Price | 429 GBP 18.000247 | | |
| e) | Date of the transaction(s) | 2018-10-05 | | |
| f) | Place of the transaction(s) | London Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Al-Noor Ramji | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group Chief Digital Officer (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
18.02 | 326 |
| d) | Aggregated information - Aggregated volume - Price | 326 GBP 18.02 | |
| e) | Date of the transaction(s) | 2018-10-05 | |
| f) | Place of the transaction(s) | London Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Tim Rolfe | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group Human Resources Director (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
18.02 | 489 |
| d) | Aggregated information - Aggregated volume - Price | 489 GBP 18.02 | |
| e) | Date of the transaction(s) | 2018-10-05 | |
| f) | Place of the transaction(s) | London Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Howard Davies | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Non-Executive Director (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition of shares under the Dividend Re-investment Plan for
ordinary shareholders | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
18.220545 | 81 |
| d) | Aggregated information - Aggregated volume - Price | 81 GBP 18.220545 | |
| e) | Date of the transaction(s) | 2018-10-05 | |
| f) | Place of the transaction(s) | London Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Lord Turner | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Non-Executive Director (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition of shares under the Dividend Re-investment Plan for
ordinary shareholders | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
18.220545 | 58 |
| d) | Aggregated information - Aggregated volume - Price | 58 GBP 18.220545 | |
| e) | Date of the transaction(s) | 2018-10-05 | |
| f) | Place of the transaction(s) | London Stock Exchange | |

Additional information

Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.

Contact

Jennie Webb, Share Plans Manager, +44 (0)20 7548 2027

Chris Smith, Deputy Group Secretary, +44 (0)20 7548 2115

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 08 October 2018

| PRUDENTIAL
PUBLIC LIMITED COMPANY |
| --- |
| By:
/s/ Chris Smith |
| Chris
Smith |
| Deputy
Group Secretary |

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