Prudential PLC — Regulatory Filings 2018

Jun 4, 2018

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of June , 2018

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant's name into English)

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes No X

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82-

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Michael
Wells | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Chief Executive (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | American Depositary Receipt ("ADR") 74435K204 | | |
| b) | Nature of the transactions | (i)
Acquisition of ADRs for nil consideration following the release of
an award made on 1 June 2015 under the Prudential Long Term
Incentive Plan by the trustee of the Prudential plc Employee Share
Trust (ii)
Sale of ADRs in relation to the transaction described in (i) above
only to cover withholding tax and fees | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 15,768 |
| | | (ii) | USD
49.3775 | 7,244 |
| d) | Aggregated information - Aggregated volume - Price | N/A | | |
| e) | Date of the transactions | 2018-06-01 | | |
| f) | Place of the transactions | New
York Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Barry
Stowe | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | American Depositary Receipt ("ADR") 74435K204 | | |
| b) | Nature of the transactions | (i)
Acquisition of ADRs for nil consideration following the release of
an award made on 1 June 2015 under the Prudential Long Term
Incentive Plan by the trustee of the Prudential plc Employee Share
Trust (ii)
Sale of ADRs in relation to the transaction described in (i) above
(includes ADRs sold to cover withholding tax and fees) | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 26,517 |
| | | (ii) | USD
49.3775 | 26,517 |
| d) | Aggregated information - Aggregated volume - Price | N/A | | |
| e) | Date of the transactions | 2018-06-01 | | |
| f) | Place of the transactions | New
York Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Jonathan
Oliver | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Communications Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Acquisition of shares for nil consideration following the release
of an award made on 1 June 2015 under the Prudential Long Term
Incentive Plan by the trustee of the Prudential plc Employee Share
Trust (ii)
Sale of shares in relation to the transaction described in (i)
above (includes shares sold to cover withholding tax and
fees) | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | Nil | 8,634 |
| | | (ii) | GBP
18.37 | 8,634 |
| d) | Aggregated information - Aggregated volume - Price | N/A | | |
| e) | Date of the transactions | 2018-06-01 | | |
| f) | Place of the transactions | London
Stock Exchange | | |

Additional information

Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.

Contact

Angela Zeng, Company Secretarial Assistant, +44 (0)20 7548 3943

Chris Smith, Deputy Group Secretary, +44 (0)20 7548 2115

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 04 June 2018

| PRUDENTIAL
PUBLIC LIMITED COMPANY |
| --- |
| By:
/s/ Chris Smith |
| Chris
Smith |
| Deputy
Group Secretary |

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