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Prudential PLC Regulatory Filings 2018

May 29, 2018

4668_ffr_2018-05-29_9dc981aa-688c-4faf-b7d7-de18ac73308f.zip

Regulatory Filings

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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of May , 2018

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant's name into English)

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes No X

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82-

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Michael
Wells | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Chief Executive (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
18.85 | 8 |
| | | (ii) | GBP
19.208 | 3,552 |
| d) | Aggregated information - Aggregated volume - Price | 3,560 GBP
19.207196 | | |
| e) | Date of the transaction(s) | 2018-05-25 | | |
| f) | Place of the transaction(s) | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Mark
FitzPatrick | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Chief
Financial Officer (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transactions | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
18.85 | 1 |
| | | (ii) | GBP
19.208 | 463 |
| d) | Aggregated information - Aggregated volume - Price | 464 GBP 19.207228 | | |
| e) | Date of the transactions | 2018-05-25 | | |
| f) | Place of the transactions | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | John
Foley | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
18.85 | 10 |
| | | (ii) | GBP
19.208 | 2,162 |
| d) | Aggregated information - Aggregated volume - Price | 2,172 GBP
19.206352 | | |
| e) | Date of the transaction(s) | 2018-05-25 | | |
| f) | Place of the transaction(s) | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Nicolaos
Nicandrou | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
18.85 | 31 |
| | | (ii) | GBP
19.208 | 1,710 |
| d) | Aggregated information - Aggregated volume - Price | 1,741 GBP
19.201626 | | |
| e) | Date of the transaction(s) | 2018-05-25 | | |
| f) | Place of the transaction(s) | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Anne
Richards | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Executive
Director (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition
of shares in respect of dividends accruing to deferred share awards
under the Annual Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
19.208 | 1,496 |
| d) | Aggregated information - Aggregated volume - Price | 1,496 GBP
19.208 | |
| e) | Date of the transaction(s) | 2018-05-25 | |
| f) | Place of the transaction(s) | London
Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Barry
Stowe | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Executive
Director (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | American Depositary Receipt ("ADR") 74435K204 | |
| b) | Nature of the transaction(s) | Acquisition
of ADRs in respect of dividends accruing to deferred share awards
under the Annual Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | USD
51.94 | 3,066 |
| d) | Aggregated information - Aggregated volume - Price | 3,066 USD
51.94 | |
| e) | Date of the transaction(s) | 2018-05-25 | |
| f) | Place of the transaction(s) | New
York Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | James
Turner | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Chief Risk Officer (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the Dividend Re-investment Plan for
ordinary shareholders (ii)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (iii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Group Deferred Bonus Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
18.8185 | 406 |
| | | (ii) | GBP
18.85 | 8 |
| | | (iii) | GBP
19.208 | 89 |
| d) | Aggregated information - Aggregated volume - Price | 503 GBP
18.887918 | | |
| e) | Date of the transaction(s) | 2018-05-25 | | |
| f) | Place of the transaction(s) | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Julian
Adams | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Regulatory and Government Relations Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
18.85 | 7 |
| | | (ii) | GBP
19.208 | 1,166 |
| d) | Aggregated information - Aggregated volume - Price | 1,173 GBP
19.205864 | | |
| e) | Date of the transaction(s) | 2018-05-25 | | |
| f) | Place of the transaction(s) | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Jonathan
Oliver | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Communications Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
18.85 | 16 |
| | | (ii) | GBP
19.208 | 290 |
| d) | Aggregated information - Aggregated volume - Price | 306 GBP
19.189281 | | |
| e) | Date of the transaction(s) | 2018-05-25 | | |
| f) | Place of the transaction(s) | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Alan
Porter | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
General Counsel and Company Secretary (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Annual Incentive Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
18.85 | 14 |
| | | (ii) | GBP
19.208 | 805 |
| d) | Aggregated information - Aggregated volume - Price | 819 GBP
19.20188 | | |
| e) | Date of the transaction(s) | 2018-05-25 | | |
| f) | Place of the transaction(s) | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Al-Noor
Ramji | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Chief Digital Officer (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition
of shares in respect of dividends accruing to deferred share awards
under the Annual Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
19.208 | 625 |
| d) | Aggregated information - Aggregated volume - Price | 625 GBP 19.208 | |
| e) | Date of the transaction(s) | 2018-05-25 | |
| f) | Place of the transaction(s) | London
Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Tim
Rolfe | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Human Resources Director (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition
of shares in respect of dividends accruing to deferred share awards
under the Annual Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
19.208 | 935 |
| d) | Aggregated information - Aggregated volume - Price | 935 GBP
19.208 | |
| e) | Date of the transaction(s) | 2018-05-25 | |
| f) | Place of the transaction(s) | London
Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Howard
Davies | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Non-Executive
Director (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition
of shares under the Dividend Re-investment Plan for ordinary
shareholders | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
19.3095 | 155 |
| d) | Aggregated information - Aggregated volume - Price | 155 GBP
19.3095 | |
| e) | Date of the transaction(s) | 2018-05-25 | |
| f) | Place of the transaction(s) | London
Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Lord
Turner | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Non-Executive
Director (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition
of shares under the Dividend Re-investment Plan for ordinary
shareholders | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
19.3095 | 109 |
| d) | Aggregated information - Aggregated volume - Price | 109 GBP
19.3095 | |
| e) | Date of the transaction(s) | 2018-05-25 | |
| f) | Place of the transaction(s) | London
Stock Exchange | |

Additional information

Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.

Contact

Jennie Webb, Share Plans Manager, +44 (0)20 7548 2027

Chris Smith, Deputy Group Secretary, +44 (0)20 7548 2115

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 29 May 2018

| PRUDENTIAL
PUBLIC LIMITED COMPANY |
| --- |
| By:
/s/ Chris Smith |
| Chris
Smith |
| Deputy
Group Secretary |

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