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Prudential PLC — Regulatory Filings 2017
Jun 30, 2017
4668_ffr_2017-06-30_d828a0f7-1a30-406f-9c0a-20693b5bde26.zip
Regulatory Filings
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of June , 2017
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant's name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
- Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Prudential plc
- Reason for the notification:
An acquisition or disposal of voting rights
- Full name of person(s) subject to the notification obligation:
Norges Bank
- Full name of shareholder(s) (if different from 3.):
n/a
- Date of the transaction and date on which the threshold is crossed or reached:
28 June 2017
- Date on which issuer notified:
29 June 2017
- Threshold(s) that is/are crossed or reached:
Below 4%
- Details notified:
8A: Voting rights attached to shares
| Class/type of shares | Situation previous to the triggering transaction — Number
of Shares | Number
of Voting Rights | Resulting situation after the triggering transaction — Number
of shares | Number
of voting rights | | % of
voting rights | |
| --- | --- | --- | --- | --- | --- | --- | --- |
| | | | Direct | Direct | Indirect | Direct | Indirect |
| Ordinary 5p (GB0007099541) | 103,623,639 | 103,623,639 | 103,060,503 | 103,060,503 | | 3.99% | |
8B: Qualifying Financial Instruments
Resulting situation after the triggering transaction:
| Type of
financial instrument | Expiration
date | Exercise/
Conversion Period | Number
of voting rights that may be acquired if the Instrument is
exercised/ converted | % of
voting rights |
| --- | --- | --- | --- | --- |
| n/a | n/a | n/a | n/a | n/a |
8C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
| Type of
financial instrument | Exercise
Price | Expiration
date | Exercise/
Conversion Period | Number
of voting rights instrument refers to | % of
voting rights |
| --- | --- | --- | --- | --- | --- |
| n/a | n/a | n/a | n/a | n/a | n/a |
Total (A+B+C):
| Number of voting rights | % of voting rights |
|---|---|
| 103,060,503 | 3.99 % |
- Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
n/a
Proxy Voting:
- Name of the proxy holder:
Norges Bank
- Number of voting rights proxy holder will cease to hold:
n/a
- Date on which proxy holder will cease to hold voting rights:
n/a
- Additional information:
n/a
Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America.
Contact name for enquiries
Chris Smith, Deputy Company Secretary, +44 (0) 207 548 2115
Company official responsible for making notification
Helen Archbold, Head of Corporate Secretariat
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: 30 June 2017
| PRUDENTIAL
PUBLIC LIMITED COMPANY |
| --- |
| By:
/s/ Chris Smith |
| Chris
Smith |
| Deputy
Company Secretary |
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