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Prudential PLC — Foreign Filer Report 2016
Jul 11, 2016
4668_ffr_2016-07-11_b9b34a81-78ac-45b0-ac5f-831454d596da.zip
Foreign Filer Report
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of July, 2016
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant's name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities / person closely associated — Name | Michael Wells | |
|---|---|---|---|
| 2 | Reason for the notification | ||
| a) | Position/status | Group Chief Executive (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction | Acquisition through the Prudential Group Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £11.995 | 17 | ||
| d) | Aggregated information - Aggregated volume - Price | 17 £11.995 | |
| e) | Date of the transaction | 2016-07-08 | |
| f) | Place of the transaction | London Stock Exchange |
| 1 — a) | Details of the person discharging managerial responsibilities / person closely associated — Name | John Foley | |
|---|---|---|---|
| 2 | Reason for the notification | ||
| a) | Position/status | Executive Director (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction | Acquisition through the Prudential Group Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £11.995 | 16 | ||
| d) | Aggregated information - Aggregated volume - Price | 16 £11.995 | |
| e) | Date of the transaction | 2016-07-08 | |
| f) | Place of the transaction | London Stock Exchange |
| 1 — a) | Details of the person discharging managerial responsibilities / person closely associated — Name | Nicolaos Nicandrou | |
|---|---|---|---|
| 2 | Reason for the notification | ||
| a) | Position/status | Chief Financial Officer (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction | Acquisition through the Prudential Group Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £11.995 | 15 | ||
| d) | Aggregated information - Aggregated volume - Price | 15 £11.995 | |
| e) | Date of the transaction | 2016-07-08 | |
| f) | Place of the transaction | London Stock Exchange |
| 1 — a) | Details of the person discharging managerial responsibilities / person closely associated — Name | Julian Adams | |
|---|---|---|---|
| 2 | Reason for the notification | ||
| a) | Position/status | Group Regulatory and Government Affairs Director (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction | Acquisition through the Prudential Group Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £11.995 | 15 | ||
| d) | Aggregated information - Aggregated volume - Price | 15 £11.995 | |
| e) | Date of the transaction | 2016-07-08 | |
| f) | Place of the transaction | London Stock Exchange |
| 1 — a) | Details of the person discharging managerial responsibilities / person closely associated — Name | Raghu Hariharan | |
|---|---|---|---|
| 2 | Reason for the notification | ||
| a) | Position/status | Director of Strategy & Capital Market Relations (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction | Acquisition through the Prudential Group Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £11.995 | 15 | ||
| d) | Aggregated information - Aggregated volume - Price | 15 £11.995 | |
| e) | Date of the transaction | 2016-07-08 | |
| f) | Place of the transaction | London Stock Exchange |
| 1 — a) | Details of the person discharging managerial responsibilities / person closely associated — Name | Jonathan Oliver | |
|---|---|---|---|
| 2 | Reason for the notification | ||
| a) | Position/status | Group Communications Director (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction | Acquisition through the Prudential Group Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £11.995 | 12 | ||
| d) | Aggregated information - Aggregated volume - Price | 12 £11.995 | |
| e) | Date of the transaction | 2016-07-08 | |
| f) | Place of the transaction | London Stock Exchange |
| 1 — a) | Details of the person discharging managerial responsibilities / person closely associated — Name | Alan Porter | |
|---|---|---|---|
| 2 | Reason for the notification | ||
| a) | Position/status | Group General Counsel & Company Secretary (PDMR) | |
| b) | Initial notification /Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Prudential plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction | Acquisition through the Prudential Group Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £11.995 | 15 | ||
| d) | Aggregated information - Aggregated volume - Price | 15 £11.995 | |
| e) | Date of the transaction | 2016-07-08 | |
| f) | Place of the transaction | London Stock Exchange |
Additional information
Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.
Contact
Angela Zeng, Company Secretarial Assistant, +44 (0)20 7548 3943
Helen Archbold, Head of Corporate Secretariat, +44 (0)20 7548 6901
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date 11 July 2016
| PRUDENTIAL PUBLIC LIMITED COMPANY |
|---|
| By: /s/ Helen Archbold |
| Helen Archbold |
| Head of Corporate Secretariat |
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