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Prudential PLC — Foreign Filer Report 2016
Jul 15, 2016
4668_ffr_2016-07-15_dd38c0f8-ad3a-4449-9329-5ff1c93a05cb.zip
Foreign Filer Report
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of July, 2016
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant's name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris .
Date: 15 July 2016
| Name of applicant : — Name of scheme: | Prudential plc — Prudential Savings-Related Share Option Scheme | |||
|---|---|---|---|---|
| Period of return: | From: | 1 November 2015 | To: | 30 April 2016 |
| Balance of unallotted securities under scheme(s) from previous return: | 167,608 ordinary shares of 5p each | |||
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 1,000,000 ordinary shares of 5p each | |||
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 746,295 ordinary shares of 5p each | |||
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 421,313 ordinary shares of 5p each |
| Name of contact: | Angela Zeng |
|---|---|
| Telephone number of contact: | +44 (0) 20 7548 3943 |
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris .
Date: 15 July 2016
| Name of applicant : — Name of scheme: | Prudential plc — Prudential Group Performance Share Plan Prudential Long Term Incentive Plan Prudential Agency Long Term Incentive Plan | |||
|---|---|---|---|---|
| Period of return: | From: | 1 November 2015 | To: | 30 April 2016 |
| Balance of unallotted securities under scheme(s) from previous return: | 126,864 ordinary shares of 5p each | |||
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 7,000,000 ordinary shares of 5p each | |||
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | Nil | |||
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 7,126,864 ordinary shares of 5p each |
| Name of contact: | Angela Zeng |
|---|---|
| Telephone number of contact: | +44 (0) 20 7548 3943 |
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris .
Date: 15 July 2016
| Name of applicant : — Name of scheme: | Prudential plc — Prudential International Savings-Related Share Option Scheme | |||
|---|---|---|---|---|
| Period of return: | From: | 1 November 2015 | To: | 30 April 2016 |
| Balance of unallotted securities under scheme(s) from previous return: | 2,241 ordinary shares of 5p each | |||
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 1,500,000 ordinary shares of 5p each | |||
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 938,557 ordinary shares of 5p each | |||
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 563,684 ordinary shares of 5p each |
| Name of contact: | Angela Zeng |
|---|---|
| Telephone number of contact: | +44 (0) 20 7548 3943 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date 15 July 2016
| PRUDENTIAL PUBLIC LIMITED COMPANY |
|---|
| By: /s/ Helen Archbold |
| Helen Archbold |
| Head of Corporate Secretariat |
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