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Prudential PLC — Foreign Filer Report 2012
May 1, 2012
4668_ffr_2012-05-01_9d3affab-6e84-41d7-91fb-02d1125175de.zip
Foreign Filer Report
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of May, 2012
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrants name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ¨ No x
If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: May 1, 2012
| PRUDENTIAL PUBLIC LIMITED COMPANY | |
|---|---|
| By: | /s/ Clive Burns |
| Clive Burns | |
| Head of Group Secretariat |
Prudential plc - Annual Information Update
This annual information update is required by and is being made pursuant to Article 10 of the Prospectus Directive as implemented in the United Kingdom and not for any other purpose and neither Prudential, nor any other person, takes any responsibility for, or makes any representation, express or implied, as to the accuracy or completeness of, the information contained therein (except as expressly set out therein). The information referred to below is not necessarily up to date as at the date of this annual information update and Prudential does not undertake any obligation to update any such information in the future. Furthermore, such information may have been prepared in accordance with the laws or regulations of a particular jurisdiction and may not comply with or meet the relevant standards of disclosure in any other jurisdiction. Neither this annual information update, nor the information referred to below constitutes, by virtue of this communication, an offer of any securities addressed to any person and should not be relied on by any person.
Prudential announces that in accordance with Prospectus Rule 5.2, the following information has been published or made available to the public over the previous 12 months in compliance with laws and rules dealing with the regulation of securities, issuers of securities and securities markets.
For the purposes of this update the information is only referred to and full copies of each item can be found at the locations specified below.
- Regulatory announcements
The following UK regulatory announcements have been made by Prudential via a Regulatory Information Service during the previous 12 months. Copies can be viewed on the London Stock Exchange (LSE) website at http://www.londonstockexchange.com/en-gb/pricesnews/marketnews/marketnews.htm under code PRU and on Prudentials website at http://www.prudential.co.uk/prudential-plc/media/rns/ . These announcements can also be viewed on the National Storage Mechanism website at www.Hemscott.com/nsm.do
Where information was published at the Securities and Exchange Commission (SEC) and the New York Stock Exchange (NYSE) by virtue of Prudentials American Depositary Shares or Capital Securities listed on the NYSE, copies can also be viewed on the SEC website at http://www.sec.gov/edgar/searchedgar/webusers.htm by searching under Companies & Other Filers for Prudential plc, and on the NYSE website at http://www.nyse.com/about/listed/listed.html by searching for Prudential plc in the Listed Company Directory. Where information was published at the Hong Kong Exchange (HKEx) and Singapore Exchange (SGX), copies can be viewed on the HKExnews website at http://www.hkexnews.hk/listedco/listconews/advancedsearch/search_active_main.asp by searching for stock code 02378 or stock name PRU, and on the SGX website at http://www.sgx.com/wps/portal/marketplace/mp-en/listed_companies_info by selecting Prudential plc in the drop down menu of Company Name respectively.
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/04/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/04/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 04/04/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website |
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Notice of AGM | Announced to the LSE, SEC and NYSE, HKEx and SGX | 08/04/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 11/04/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 11/04/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| FRN Variable Rate Fix | Announced to the LSE | 26/04/2011 | LSE website |
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 27/04/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Annual Information Update | Announced to the LSE, SEC and NYSE, HKEx and SGX | 04/05/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 05/05/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 10/05/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Q1 2011 IMS | Announced to the LSE, SEC and NYSE, HKEx and SGX | 11/05/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Doc. Re 20-F | Announced to the LSE, SEC and NYSE, HKEx and SGX | 11/05/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| AGM statement | Announced to the LSE, SEC and NYSE, HKEx and SGX | 19/05/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website |
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 19/05/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Six monthly blocklisting | Announced to the LSE, SEC and NYSE, HKEx and SGX | 20/05/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 24/05/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 27/05/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 31/05/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 31/05/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/06/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 02/06/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Blocklisting Application | Announced to the LSE, SEC and NYSE, HKEx and SGX | 03/06/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 06/06/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website |
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Directorate Changes | Announced to the LSE, SEC and NYSE, HKEx and SGX | 09/06/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 09/06/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 30/06/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/07/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 04/07/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 11/07/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 15/07/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| FRN Variable Rate Fix | Announced to the LSE | 18/07/2011 | LSE website |
| Disclosure of Directors Details | Announced to the LSE, HKEx and SGX | 27/07/2011 | LSE website Prudential |
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/08/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Half Yearly Report | Announced to the LSE, SEC and NYSE, HKEx and SGX | 05/08/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website |
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 09/08/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 10/08/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 18/08/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 25/08/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/09/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 12/09/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 12/09/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 16/09/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 19/09/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 28/09/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website |
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Doc re. US interim financial statements and Form F-3 | Announced to the LSE, SEC and NYSE, HKEx and SGX | 03/10/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 03/10/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 06/10/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 11/10/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Six monthly blocklisting | Announced to the LSE, SEC and NYSE, HKEx and SGX | 21/10/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| FRN Variable Rate Fix | Announced to the LSE | 25/10/2011 | LSE website |
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/11/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 04/11/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Prudential plc 3 rd Quarter Results | Announced to the LSE, SEC and NYSE, HKEx and SGX | 08/11/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 09/11/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 14/11/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website |
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Prudential plc 2011 Investor Conference | Announced to the LSE, SEC and NYSE, HKEx and SGX | 15/11/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Early Redemption | Announced to the LSE | 21/11/2011 | LSE website |
| Redemption at the Option of the Issuer | Announced to the LSE | 23/11/2011 | LSE website Prudential |
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/12/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Cancellation of Listing | Announced to the LSE | 02/12/2011 | LSE website Prudential |
| website | |||
| MTN Prospectus | Announced to the LSE | 09/12/2011 | LSE website Morning Star |
| Website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 09/12/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 16/12/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Directorate Change | Announced to the LSE, SEC and NYSE, HKEx and SGX | 20/12/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 03/01/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 10/01/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| FRN Variable Rate Fix | Announced to the LSE | 18/01/2012 | LSE website |
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/02/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website |
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 09/02/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Statement re Press comment | Announced to the LSE, SEC and NYSE, HKEx and SGX | 27/02/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/03/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 08/03/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Full Year Results | NYSE, HKEx and SGX | 13/03/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 19/03/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Blocklisting application | Announced to the LSE, SEC and NYSE, HKEx and SGX | 23/03/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Annual Financial Report | Announced to the LSE, SEC and NYSE, HKEx and SGX | 30/03/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 30/03/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Doc re. Form 20-F | Announced to the LSE | 02/04/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website |
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 02/04/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 2/04/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 10/04/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 11/04/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notice of AGM | Announced to the LSE, SEC and NYSE, HKEx and SGX | 11/04/2012 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| FRN Variable Rate Fix | Announced to the LSE | 25/04/2012 | LSE website |
- Documents filed with the Registrar of Companies
The following documents have been filed by Prudential with the Registrar of Companies at Companies House during the past 12 months. Copies of these documents may be obtained from Companies House:
Companies House
Crown Way
Cardiff
CF14 3UZ
email: [email protected]
or, if you are a registered user, through Companies House Direct at www.direct.companieshouse.gov.uk
| Date of Filing | Document Type | Description |
|---|---|---|
| 08/04/2011 | SH01 | 24/03/11 Statement of Capital GBP 127,384,598.70 |
| 14/04/2011 | SH01 | 21/03/11 Statement of Capital GBP 127,384,578.95 |
| 20/04/2011 | SH01 | 07/04/11 Statement of Capital GBP 127,384,740.15 |
| 20/04/2011 | SH01 | 31/03/11 Statement of Capital GBP 127,384,689.60 |
| 18/05/2011 | SH01 | 21/04/11 Statement of Capital GBP 127,384,985.85 |
| 25/05/2011 | AA | Group of Companies Accounts Made up to 31/12/10 |
| 25/05/2011 | TM01 | Appointment Terminated, Director James Ross |
| 02/06/2011 | RES10 | Authorised Allotment of Shares and Debentures |
| 02/06/2011 | RES13 | Re Political Donations/Schemes 19/05/2011 |
| Date of Filing | Document Type | Description |
|---|---|---|
| 06/06/2011 | SH01 | 28/04/11 Statement of Capital GBP 127,385,041.25 |
| 06/06/2011 | SH01 | 12/05/11 Statement of Capital GBP 127,385,188.95 |
| 14/06/2011 | SH01 | 28/04/11 Statement of Capital GBP 127,385,041.25 |
| 14/06/2011 | SH01 | 12/05/11 Statement of Capital GBP 127,385,188.95 |
| 01/07/2011 | SH01 | 02/06/11 Statement of Capital GBP 127,385,385.05 |
| 01/07/2011 | SH01 | 16/06/11 Statement of Capital GBP 127,385,636.55 |
| 11/07/2011 | AR01 | 13/06/11 Full List |
| 26/07/2011 | SH01 | 16/06/11 Statement of Capital GBP 127,385,667.45 |
| 26/07/2011 | SH01 | 30/06/11 Statement of Capital GBP 127,385,868.75 |
| 28/07/2011 | SH01 | 07/07/11 Statement of Capital GBP 127,385,873.70 |
| 28/07/2011 | SH01 | 14/07/11 Statement of Capital GBP 127,386,079.85 |
| 02/08/2011 | CH01 | Directors Change of Particulars Howard Davies (27/07/11) |
| 05/08/2011 | SH01 | 15/07/11 Statement of Capital GBP 127,390,384.95 |
| 08/09/2011 | SH01 | 18/08/11 Statement of Capital GBP 127,390,436.75 |
| 20/09/2011 | SH01 | 25/08/11 Statement of Capital GBP 127,390,439.05 |
| 14/10/2011 | TM01 | Appointment Terminated Director Bridget Macaskill |
| 20/10/2011 | SH01 | 06/10/11 Statement of Capital GBP 127,390,534.10 |
| 15/11/2011 | SH01 | 01/11/11 Statement of Capital GBP 127,390,681.40 |
| 16/11/2011 | SH01 | 27/10/11 Statement of Capital GBP 127,390,681.40 |
| 08/12/2011 | AD02 | SAIL Address Changed |
| 16/12/2011 | SH01 | 10/11/11 Statement of Capital GBP 127,392,525.85 |
| 16/12/2011 | SH01 | 17/11/11 Statement of Capital GBP 127,392,761.25 |
| 16/12/2011 | SH01 | 24/11/11 Statement of Capital GBP 127,392,870.65 |
| 16/12/2011 | SH01 | 01/12/11 Statement of Capital GBP 127,393,231.05 |
| 16/12/2011 | SH01 | 05/12/11 Statement of Capital GBP 127,396,558.75 |
| 06/01/2012 | SH01 | 14/12/11 Statement of Capital GDP 127,406,515.90 |
| 11/01/2012 | SH01 | 15/12/11 Statement of Capital GBP 127,398,550.65 |
| 12/01/2012 | AP01 | Director Appointed Kaikhushru Shiavax Nargolwala |
| 19/01/2012 | SH01 | 22/12/11 Statement of Capital GBP 127,400,313.95 |
| 19/01/2012 | SH01 | 22/12/11 Statement of Capital GBP 127,401,966.50 |
| 19/01/2012 | SH01 | 05/01/12 Statement of Capital GBP 127,402,676.55 |
| 20/01/2012 | AP01 | Director Appointed Alexander Dewar Kerr Johnston |
| 03/02/2012 | SH01 | 19/01/12 Statement of Capital GBP 127,687,527.40 |
| 17/02/2012 | SH01 | 26/01/12 Statement of Capital GBP 127,404,676.65 |
| 23/02/2012 | SH01 | 02/02/12 Statement of Capital GBP 127,404,849.40 |
| 29/02/2012 | SH01 | 09/02/12 Statement of Capital GBP 127,405,277.10 |
| 16/03/2012 | SH01 | 23/02/12 Statement of Capital GBP 127,406,258.90 |
| 19/03/2012 | SH01 | 16/02/12 Statement of Capital GBP 127,424,213.80 |
| 27/03/2012 | SH01 | 01/03/12 Statement of Capital GBP 127,406,454.55 |
| 27/03/2012 | SH01 | 08/03/12 Statement of Capital GBP 127,406,794.50 |
| 03/04/2012 | SH01 | 15-28/03/12 Statement of Capital GBP 127,582,494.00 |
| 05/04/2012 | TM01 | Appointment Terminated, Director Kathleen ODonovan |
| Date of Filing | Document Type | Description |
|---|---|---|
| 12/04/2012 | SH01 | 29/03-05/04/12 Statement of Capital GBP 127,583,464.35 |
| 30/04/2012 | SH01 | 12/04/2012 Statement of Capital GBP 127,583,685.25 |
- Documents filed with the Financial Services Authority
The following documents have been filed by Prudential with the Financial Services Authority during the previous 12 months. Documents submitted before 31 August 2010 are available for public inspection at the UK Listing Authoritys Document Viewing Facility at 25 The North Colonnade, Canary Wharf, London E14 5HS. Documents submitted on or after 1 September 2010 can be viewed on the National Storage Mechanism website at www.hemscott.com/nsm.do as well as at the Document Viewing Facility for the time being.
| Document | Date of publication |
|---|---|
| Notice of Annual General Meeting 2011 | 07/04/2011 |
| Debt Issuance Programme Final Terms | 18/04/2011 |
| Form 20-F 2010 | 11/05/2011 |
| AGM 2011 resolutions | 19/05/2011 |
| Half Yearly Report Form 6-K | 30/06/2011 |
| Form F-3 | 30/09/2011 |
| Debt Issuance Programme Final Terms | 18/10/2011 |
| Medium Term Note Programme Prospectus | 09/12/2011 |
| Annual Report 2010 | 30/03/2012 |
| Form 20-F 2011 | 03/04/2012 |
| Notice of Annual General Meeting 2012 | 11/04/2012 |
| Medium Term Note Programme Final Terms of Notes | 18/04/2012 |
- Documents published at the Securities and Exchange Commission
Prudential has published a number of the documents listed in 1 above at the SEC in compliance with its obligations under national laws and rules dealing with the regulation of securities, issuers of securities and securities markets by virtue of having American Depositary Shares and Capital Securities listed on the NYSE. In addition, Prudential has published the following documents with the SEC and/or NYSE. Full details of documents published at the SEC can be viewed at http://www.sec.gov/edgar/searchedgar/webusers.htm by searching under Companies & Other Filers for Prudential plc.
| Filing date | Form | Description |
|---|---|---|
| 05/04/2011 | 6-K | UK Annual Report 2010 |
| 08/04/2011 | 6-K | Notice of Annual General Meeting 2011 |
| 11/05/2011 | 13-F | Quarterly Filing |
| 11/05/2011 | 20-F | US Annual Report 2010 |
| 20/05/2011 | 6-K | AGM Resolutions 22 - 29 |
| 26/07/2011 | UPLOAD | Review of 20-F 2010 |
| 01/08/2011 | CORRESP | Review of 20-F 2010 |
| 28/07/2011 | 13-F | Quarterly Filing |
| 24/08/2011 | CORRESP | Review of 20-F 2010 |
| 16/09/2011 | UPLOAD | Review of 20-F 2010 |
| 30/09/2011 | 6-K | US interim financial statements 2011 |
| 30/09/2011 | F-3 | US registration statement |
| Filing date | Form | Description |
|---|---|---|
| 30/09/2011 | F-N | Form F-N |
| 03/11/2011 | 13-F | Quarterly Filing |
| 03/02/2012 | 13-F | Quarterly Filing |
| 30/03/2012 | 20-F | US Annual Report 2011 |
| 03/04/2012 | 6-K | UK Annual Report 2011 |
- Documents published at the Hong Kong Stock Exchange and the Singapore Stock Exchange
Prudential has a primary listing on the HKEx and a secondary listing on the SGX. Prudential has published a number of the documents listed in 1 above at those exchanges. In addition, in compliance with local requirements Prudential is required to announce any changes in Issued Share Capital, by filing the Next Day Disclosure Return and the Monthly Return of Equity Issuer on Movements in Securities Form with the HKEx and SGX.
| Date of Filing | Document Type | Description |
|---|---|---|
| 01/04/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 07/04/2011 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 March 2011 |
| 08/04/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 26/04/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 29/04/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 06/05/2011 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 April 2011 |
| 13/05/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 03/06/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 08/06/2011 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 May 2011 |
| 17/06/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 04/07/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 08/07/2011 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 June 2011 |
| 08/07/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 15/07/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 18/07/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 04/08/2011 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 July 2011 |
| 04/08/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 19/08/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 26/08/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 07/09/2011 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 August 2011 |
| 03/10/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 07/10/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 07/10/2011 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 September 2011 |
| Date of Filing | Document Type | Description |
|---|---|---|
| 28/10/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 02/11/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 04/11/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 07/11/2011 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 October 2011 |
| 10/11/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 18/11/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 25/11/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 02/12/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 06/12/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 07/12/2011 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 November 2011 |
| 09/12/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 15/12/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 16/12/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 23/12/2011 | Next Day Disclosure Returns | Changes in issued share capital |
| 06/01/2012 | Next Day Disclosure Returns | Changes in issued share capital |
| 09/01/2012 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 December 2011 |
| 13/01/2012 | Next Day Disclosure Returns | Changes in issued share capital |
| 20/01/2012 | Next Day Disclosure Returns | Changes in issued share capital |
| 27/01/2012 | Next Day Disclosure Returns | Changes in issued share capital |
| 03/02/2012 | Next Day Disclosure Returns | Changes in issued share capital |
| 07/02/2012 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 January 2012 |
| 10/02/2012 | Next Day Disclosure Returns | Changes in issued share capital |
| 17/02/2012 | Next Day Disclosure Returns | Changes in issued share capital |
| 24/02/2012 | Next Day Disclosure Returns | Changes in issued share capital |
| 02/03/2012 | Next Day Disclosure Returns | Changes in issued share capital |
| 07/03/2012 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 29 February 2012 |
| 09/03/2012 | Next Day Disclosure Returns | Changes in issued share capital |
| 16/03/2012 | Next Day Disclosure Returns | Changes in issued share capital |
| 23/03/2012 | Next Day Disclosure Returns | Changes in issued share capital |
| 28/03/2012 | Next Day Disclosure Returns | Changes in issued share capital |
| 30/03/2012 | Next Day Disclosure Returns | Changes in issued share capital |
| 05/04/2012 | Next Day Disclosure Returns | Changes in issued share capital |
| 11/04/2012 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 March 2012 |
| 13/04/2012 | Next Day Disclosure Returns | Changes in issued share capital |
| Date of Filing | Document Type | Description |
|---|---|---|
| 27/04/2012 | Next Day Disclosure Returns | Changes in issued share capital |
- Documents filed with the Companies Registry in Hong Kong
The following filings were made with the Companies Registry in Hong Kong since 1 April 2011. These documents can be obtained from the Companies Registry in Hong Kong at 14th Floor, Queensway Government Offices, 88 Queensway, Hong Kong, email: [email protected]; or, if you are a registered user, they can be downloaded and viewed through ICRIS at www.icris.cr.gov.uk .
| Date of filing | Document type | Description |
|---|---|---|
| 25/05/2011 | FN3 | Annual Return of a Non-Hong Kong Company |
| 25/05/2011 | Accounts | Accounts 2010 |
| 30/05/2011 | FN6 | Notification of Change of Secretary and Director of a Non-Hong Kong Company (Appointment terminated, Director James Ross) |
| 08/08/2011 | FN7 | Notification of a Change of Particulars of Secretary and Director of a Non-Hong Kong Company (Change of Directors Particulars Howard John Davies) |
| 20/10/2011 | FN6 | Notification of a Change of Secretary and Director of a Non-Hong Kong Company (Appointment terminated, Director Bridget Macaskill) |
| 19/01/2012 | FN6 | Notification of Change of Secretary and Director of a Non-Hong Kong Company (Directors appointed Kaikhushru Shiavax Nargolwala and Alexander Dewar Kerr Johnston) |
| 27/04/2012 | FN6 | Notification of Change of Secretary and Director of a Non-Hong Kong Company (Retirement of Kathleen ODonovan) |
In addition, whenever shares are listed on the LSE, a supplementary listing application is submitted to the NYSE for the equivalent number of American Depositary Shares representing the number of shares listed in the UK.
Copies of the Annual and Half Year Reports 2011, the Annual General Meeting documentation and Form 20-F 2011 can be found on Prudentials website at www.prudential.co.uk.
This announcement has been submitted to the UK Listing Authority, NYSE, HKEx, SGX and it will be shortly available on Prudentials website and the National Storage Mechanism website at www.hemscott.com/nsm.do. A copy of this annual information update and all the documents listed above is available on request from Prudentials registered office at Laurence Pountney Hill, London, EC4R 0HH.
Additional information:
Prudential plc is not affiliated in any manner with Prudential Financial, Inc, a company whose principal place of business is in the United States of America.
Enquiries:
Prudential plc
Colleen Sutcliffe, Group Secretariat
Tel: 020 3480 3229
Name and signature of duly authorised officer of issuer responsible for making notification:
Clive Burns, Head of Group Secretariat
01 May 2012