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Prudential PLC — Regulatory Filings 2011
May 4, 2011
4668_ffr_2011-05-04_e5f755b8-0d7c-48ba-a810-5ea07467aff5.zip
Regulatory Filings
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of May, 2011
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrants name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ¨ No x
If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: May 4, 2011
| PRUDENTIAL PUBLIC LIMITED COMPANY | |
|---|---|
| By: | /s/ Sylvia Edwards |
| Sylvia Edwards | |
| Assistant Group Secretary |
Prudential plc - Annual Information Update
This annual information update is required by and is being made pursuant to Article 10 of the Prospectus Directive as implemented in the United Kingdom and not for any other purpose and neither Prudential, nor any other person, takes any responsibility for, or makes any representation, express or implied, as to the accuracy or completeness of, the information contained therein (except as expressly set out therein). The information referred to below is not necessarily up to date as at the date of this annual information update and Prudential does not undertake any obligation to update any such information in the future. Furthermore, such information may have been prepared in accordance with the laws or regulations of a particular jurisdiction and may not comply with or meet the relevant standards of disclosure in any other jurisdiction. Neither this annual information update, nor the information referred to below constitutes, by virtue of this communication, an offer of any securities addressed to any person and should not be relied on by any person.
Prudential announces that in accordance with Prospectus Rule 5.2, the following information has been published or made available to the public over the previous 12 months in compliance with laws and rules dealing with the regulation of securities, issuers of securities and securities markets.
For the purposes of this update the information is only referred to and full copies of each item can be found at the locations specified below.
- Regulatory announcements
The following UK regulatory announcements have been made by Prudential via a Regulatory Information Service during the previous 12 months. Copies can be viewed on the London Stock Exchange (LSE) website at http://www.londonstockexchange.com/en-gb/pricesnews/marketnews/marketnews.htm under code PRU and on Prudentials website at http://www.prudential.co.uk/prudential-plc/media/rns/ . These announcements can also be viewed on the National Storage Mechanism website at www.Hemscott.com/nsm.do
Where information was published at the Securities and Exchange Commission (SEC) and the New York Stock Exchange (NYSE) by virtue of Prudentials American Depositary Shares or Capital Securities listed on the NYSE, copies can also be viewed on the SEC website at http://www.sec.gov/edgar/searchedgar/webusers.htm by searching under Companies & Other Filers for Prudential plc, and on the NYSE website at http://www.nyse.com/about/listed/listed.html by searching for Prudential plc in the Listed Company Directory. Where information was published at the Hong Kong Exchange (HKEx) and Singapore Exchange (SGX), copies can be viewed on the HKExnews website at http://www.hkexnews.hk/listedco/listconews/advancedsearch/search_active_main.asp by searching for stock code 02378 or stock name PRU, and on the SGX website at http://www.sgx.com/wps/portal/marketplace/mp-en/listed_companies_info by selecting Prudential plc in the drop down menu of Company Name respectively.
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Total Voting Rights | Announced to the LSE, SEC and NYSE | 04/05/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website | |||
| Transaction Timetable Update | Announced to the LSE, SEC and NYSE | 05/05/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website | |||
| Transaction Timetable Update | Announced to the LSE, SEC and NYSE | 07/05/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website | |||
| Notification of major Interest in Shares | Announced to the LSE, SEC and NYSE | 10/05/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website |
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Annual Information Update | Announced to the LSE, SEC and NYSE | 12/05/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website | |||
| Q1 2010 IMS | Announced to the LSE, SEC and NYSE | 17/05/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website | |||
| Rights Issue Terms | Announced to the LSE, SEC and NYSE | 17/05/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website | |||
| Publication of Prospectuses and Circular | Announced to the LSE | 18/05/10 | LSE website Prudential |
| website | |||
| Notice of Adjournment of Annual General Meeting | Announced to the LSE, SEC and NYSE | 19/05/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website | |||
| SCRIP Dividend | Announced to the LSE, SEC and NYSE | 20/05/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website | |||
| Notification of Major Interests in shares | Announced to the LSE, SEC and NYSE | 21/05/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website | |||
| Listing in Hong Kong and Singapore | Announced to the LSE, SEC and NYSE, HKEx and SGX | 25/05/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Prudential plc response to press speculation | Announced to the LSE, SEC and NYSE, HKEx and SGX | 28/05/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 28/05/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Prudential plc Update on discussions with AIG | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/06/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/06/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website |
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Prudential plc Proposed termination of agreement to combine with AIA Group Limited | Announced to the LSE, SEC and NYSE, HKEx and SGX | 02/06/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Substantial Shareholder Legal and General 4% to 3% | Announced to the LSE, SEC and NYSE, HKEx and SGX | 02/06/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Prudential plc Termination of agreement to combine with AIA Group Limited | Announced to the LSE, SEC and NYSE, HKEx and SGX | 03/06/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Trading update | Announced to the LSE, SEC and NYSE, HKEx and SGX | 07/06/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| AGM statement | Announced to the LSE, SEC and NYSE, HKEx and SGX | 07/06/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 09/06/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 09/06/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Doc re 20-F | Announced to the LSE, SEC and NYSE | 23/06/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website | |||
| Director/PDMR shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 30/06/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/07/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 05/07/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website |
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Director/PDMR shareholdings | Announced to the LSE, SEC and NYSE, HKEx and SGX | 09/07/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 30/07/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 02/08/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 10/08/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Half Yearly Report | Announced to the LSE, SEC and NYSE, HKEx and SGX | 12/08/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 16/08/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 24/08/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| SCRIP Dividend Reference Price | Announced to the LSE, SEC and NYSE, HKEx and SGX | 25/08/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 25/08/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 25/08/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website |
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/09/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 02/09/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Directors/PDMRs shareholdings | Announced to the LSE, SEC and NYSE, HKEx and SGX | 09/09/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Scrip Dividend | Announced to the LSE, SEC and NYSE, HKEx and SGX | 09/09/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 15/09/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 15/09/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 24/09/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 27/09/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| US Interim Financial Statement | Announced to the LSE, SEC and NYSE, HKEx and SGX | 30/09/10 | LSE website SEC |
| website Prudential website HKEx | |||
| website SGX website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 30/09/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website |
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/10/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/10/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 11/10/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director Change | Announced to the LSE, SEC and NYSE, HKEx and SGX | 15/10/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 19/10/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Six monthly blocklisting return | Announced to the LSE, SEC and NYSE, HKEx and SGX | 29/10/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/11/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Establishment of Group Risk Committee and Changes to Board Committee Composition | Announced to the LSE, SEC and NYSE, HKEx and SGX | 09/11/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 09/11/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Q3 2010 Interim Management Statement | Announced to the LSE, SEC and NYSE, HKEx and SGX | 10/11/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website |
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Investor Conference | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/12/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/12/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/12/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 02/12/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Publication of MTN prospectus | Announced to the LSE | 03/12/10 | LSE website Prudential |
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 08/12/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Board change | Announced to the LSE, SEC and NYSE, HKEx and SGX | 08/12/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 09/12/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 31/12/10 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 04/01/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website |
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 04/01/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 11/01/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 13/01/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Medium Term Note Programme | Announced to the LSE | 21/01/11 | LSE website Prudential |
| website | |||
| Medium Term Note Programme Correction | Announced to the LSE | 25/01/11 | LSE website Prudential |
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/02/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 08/02/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 09/02/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Changes to Definition of IFRS Op Profit for Jackson | Announced to the LSE, SEC and NYSE, HKEx and SGX | 10/02/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/03/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Final Results | Announced to the LSE, SEC and NYSE, HKEx and SGX | 09/03/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 09/03/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website |
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 11/03/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 15/03/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Blocklisting | Announced to the LSE, SEC and NYSE, HKEx and SGX | 15/03/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 17/03/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 29/03/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 30/03/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Annual Financial Report | Announced to the LSE, SEC and NYSE, HKEx and SGX | 31/03/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 31/03/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/04/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Total Voting Rights | Announced to the LSE, SEC and NYSE, HKEx and SGX | 01/04/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website |
| Description of the information published | Method of publication | Date of filing/ publication | Information may be obtained from |
|---|---|---|---|
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 04/04/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notice of AGM | Announced to the LSE, SEC and NYSE, HKEx and SGX | 08/04/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 11/04/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Director/PDMR Shareholding | Announced to the LSE, SEC and NYSE, HKEx and SGX | 11/04/11 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website | |||
| Notification of Major Interests in Shares | Announced to the LSE, SEC and NYSE, HKEx and SGX | 27/04/2011 | LSE website SEC |
| website NYSE website Prudential | |||
| website HKEx website SGX | |||
| website |
- Documents filed with the Registrar of Companies
The following documents have been filed by Prudential with the Registrar of Companies at Companies House during the past 12 months. Copies of these documents may be obtained from Companies House:
Companies House
Crown Way
Cardiff
CF14 3UZ
email: [email protected]
or, if you are a registered user, through Companies House Direct at www.direct.companieshouse.gov.uk
| Date of filing | Document type | Description |
|---|---|---|
| 10/05/10 | SH01 | Return of allotment of shares and statement of capital |
| 19/05/10 | SH01 | 29/04/10 Statement of Capital GBP 126722451.30 |
| 19/05/10 | SH01 | 06/05/10 Statement of Capital GBP 126723037.45 |
| 02/06/10 | SH01 | 13/05/10 Statement of Capital GBP 126723623.70 |
| Date of filing | Document type | Description |
|---|---|---|
| 08/06/10 | SH01 | 20/05/10 Statement of Capital GBP 126723662.60 |
| 14/06/10 | Resolution | Authorised Allotment of Shares and Debentures |
| 14/06/10 | AA | Group of Companies Accounts made up to 31/12/2009 |
| 06/07/10 | SH01 | 10/06/2010 Statement of Capital GBP 126951337.45 |
| 06/07/10 | SH01 | 27/05/2010 Statement of Capital GBP 126950650.40 |
| 06/07/10 | SH01 | 27/05/2010 Statement of Capital GBP 126951337.45 |
| 13/07/10 | CH01 | Directors Change of Particulars / Ann Frances Godbehere / 01/07/10 |
| 19/07/10 | SH01 | 01/07/10 Statement of Capital GBP 126960431.30 |
| 20/07/10 | AR01 | Annual Return Bulk List 13/06/10 |
| 23/07/10 | SH01 | 08/07/10 Statement of Capital GBP 126960625.10 |
| 27/09/10 | SH01 | 26/08/10 Statement of Capital GBP 126960684.30 |
| 27/09/10 | SH01 | 23/09/10 Statement of Capital GBP 127279373.40 |
| 18/10/10 | SH01 | 30/09/10 Statement of Capital GBP 127279394.55 |
| 29/10/10 | AP01 | Director Appointed Paul Victor Falzon Sant Manduca |
| 04/11/10 | SH01 | 21/10/10 Statement of Capital GBP 127279421.90 |
| 30/11/10 | SH01 | 18/11/10 Statement of Capital GBP 127279473.90 |
| 02/12/10 | AP01 | Director Appointed Howard John Davies |
| 30/12/10 | SH01 | 09/12/10 Statement of Capital GBP 127279596.10 |
| 12/01/11 | SH01 | 16/12/10 Statement of Capital GBP 127279678.80 |
| 13/01/11 | SH01 | 23/12/10 Statement of Capital GBP 127279725.30 |
| 14/01/11 | TM01 | Appointment Terminated, director Clark Manning, Jr. |
| 14/01/11 | AP01 | Director Appointed Mr John William Foley |
| 14/01/11 | AP01 | Director appointed Michael Andrew Wells |
| 27/01/11 | SH01 | 13/01/11 Statement of Capital GBP 127279893.85 |
| 27/01/11 | SH01 | 06/01/11 Statement of Capital GBP 127279759.00 |
| 01/02/11 | SH01 | 20/01/11 Statement of Capital GBP 127279978.15 |
| 15/02/11 | SH01 | 27/01/11 Statement of Capital GBP 127280013.55 |
| 10/03/11 | SH01 | 03/02/11 Statement of Capital GBP 127280013.55 |
| 10/03/11 | SH01 | 10/02/11 Statement of Capital GBP 127280013.55 |
| 31/03/11 | SH01 | 17/03/11 Statement of Capital GBP 127288779.50 |
| 31/03/11 | SH01 | 10/03/11 Statement of Capital GBP 127288756.30 |
| 31/03/11 | SH01 | 09/03/11 Statement of Capital GBP 127288739.45 |
| 31/03/11 | SH01 | 03/03/11 Statement of Capital GBP 127280241.20 |
| 08/04/11 | SH01 | 24/03/11 Statement of Capital GBP 127384598.70 |
| 14/04/11 | SH01 | 21/03/11 Statement of Capital GBP 127384578.95 |
| 20/04/11 | SH01 | 07/04/11 Statement of Capital GBP 127384740.15 |
| 20/04/11 | SH01 | 31/03/11 Statement of Capital GBP 127384689.60 |
- Documents filed with the Financial Services Authority
The following documents have been filed by Prudential with the Financial Services Authority during the previous 12 months which are available for public inspection at the UK Listing
Authoritys Document Viewing Facility at 25 The North Colonnade, Canary Wharf, London E14 5HS for documents submitted before 31 August 2010. Documents submitted on or after 1 September 2010 can be viewed on the National Storage Mechanism website at www.hemscott.com/nsm.do as well as at the Document Viewing Facility for the time being.
| Document | Date of publication |
|---|---|
| Rights Issue Prospectus | 18/05/10 |
| Prospectus relating to the admission of the New Prudential Shares | 18/05/10 |
| Resolutions passed at AGM held on 7 June 2010 | 07/06/10 |
| Form 20-F 2009 | 23/06/10 |
| Half Year Financial Report 2010 | 12/08/10 |
| US GAAP Interim Report 2010 | 30/09/10 |
| Debt Issuance Programme Final Terms | 18/10/10 |
| Medium Term Note Programme Prospectus | 03/12/10 |
| Medium Term Note Programme Final Terms | 14/01/11 |
| Prospectus Form S-8 | 28/02/11 |
| Annual Report 2010 | 31/03/11 |
| Notice of Annual General Meeting 2011 | 07/04/11 |
- Documents published at the Securities and Exchange Commission
Prudential has published a number of the documents listed in 1 above at the SEC in compliance with its obligations under national laws and rules dealing with the regulation of securities, issuers of securities and securities markets by virtue of having American Depositary Shares and Capital Securities listed on the NYSE. In addition, Prudential has published the following documents with the SEC and/or NYSE. Full details of documents published at the SEC can be viewed at http://www.sec.gov/edgar/searchedgar/webusers.htm by searching under Companies & Other Filers for Prudential plc.
| Filing date | Form | Description |
|---|---|---|
| 19/05/10 | 6-K | Circular and Explanatory Statement |
| 15/06/10 | 6-K | Resolutions passed at the AGM held on 7 June 2010 |
| 22/06/10 | 20-F | US Annual Report 2009 |
| 25/08/10 | UPLOAD | Review of Form 20-F 2009 |
| 31/08/10 | CORRESP | Review of Form 20-F 2009 |
| 07/09/10 | 6-K | Half Year Financial Report 2010 |
| 22/09/10 | CORRESP | Review of Form 20-F 2009 |
| 28/09/10 | 6-K | US GAAP Interim Report 2010 |
| 25/10/10 | UPLOAD | Review of Form 20-F 2009 |
| 28/02/11 | S-8 | Prospectus |
| 05/04/11 | 6-K | Annual Report 2010 |
| 08/04/11 | 6-K | Notice of Annual General Meeting 2011 |
- Documents published at the Hong Kong Stock Exchange and the Singapore Stock Exchange
Prudential has a primary listing on the HKEx and a secondary listing on the SGX. Prudential has published a number of the documents listed in 1 above at those exchanges. In addition, in compliance with local requirements Prudential is required to announce any changes in Issued Share Capital, by filing the Next Day Disclosure Return and the Monthly Return of Equity Issuer on Movements in Securities Form with the HKEx and SGX.
| Date of Filing | Document Type | Description |
|---|---|---|
| 28/05/10 | Next Day Disclosure Returns | Changes in issued share capital |
| 07/06/10 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 May 2010 |
| 11/06/10 | Next Day Disclosure Returns | Changes in issued share capital |
| 17/06/10 | Next Day Disclosure Returns | Changes in issued share capital |
| 02/07/10 | Next Day Disclosure Returns | Changes in issued share capital |
| 07/07/10 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 June 2010 |
| 09/07/10 | Next Day Disclosure Returns | Changes in issued share capital |
| 04/08/10 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 July 2010 |
| 27/08/10 | Next Day Disclosure Returns | Changes in issued share capital |
| 06/09/10 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 August 2010 |
| 24/09/10 | Next Day Disclosure Returns | Changes in issued share capital |
| 04/10/10 | Next Day Disclosure Returns | Changes in issued share capital |
| 07/10/10 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 September 2010 |
| 22/10/10 | Next Day Disclosure Returns | Changes in issued share capital |
| 04/11/10 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 October 2010 |
| 19/11/10 | Next Day Disclosure Returns | Changes in issued share capital |
| 03/12/10 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 November 2010 |
| 10/12/10 | Next Day Disclosure Returns | Changes in issued share capital |
| 17/12/10 | Next Day Disclosure Returns | Changes in issued share capital |
| 24/12/10 | Next Day Disclosure Returns | Changes in issued share capital |
| 06/01/11 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 December 2010 (Cancelled and Reissued) |
| 07/01/11 | Monthly Return of Equinity Issuer on Movements in Securities | Monthly Return December |
| 14/01/11 | Next Day Disclosure Returns | Changes in issued share capital |
| 21/01/11 | Next Day Disclosure Returns | Changes in issued share capital |
| 28/01/11 | Next Day Disclosure Returns | Changes in issued share capital |
| 07/02/11 | Next Day Disclosure Returns | Changes in issued share capital |
| Date of Filing | Document Type | Description |
|---|---|---|
| 08/02/11 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 January 2011 (Cancelled and Reissued) |
| 11/02/11 | Next Day Disclosure Returns | Changes in issued share capital |
| 04/03/11 | Next Day Disclosure Returns | Changes in issued share capital |
| 07/03/11 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 December 2010 (Revised) |
| 07/03/11 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 January 2011 (Revised) |
| 07/03/11 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 28 February 2011 |
| 10/03/11 | Next Day Disclosure Returns | Changes in issued share capital |
| 11/03/11 | Next Day Disclosure Returns | Changes in issued share capital |
| 18/03/11 | Next Day Disclosure Returns | Changes in issued share capital |
| 23/03/11 | Next Day Disclosure Returns | Changes in issued share capital |
| 25/03/11 | Next Day Disclosure Returns | Changes in issued share capital |
| 01/04/11 | Next Day Disclosure Returns | Changes in issued share capital |
| 07/04/11 | Monthly Returns | Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 March 2011 |
| 08/04/11 | Next Day Disclosure Returns | Changes in issued share capital |
| 21/04/11 | Next Day Disclosure Returns | Changes in issued share capital |
- Documents filed with the Companies Registry in Hong Kong
The following filings were made with the Companies Registry in Hong Kong since the registration date of 14 April 2010 up to and including 3 May 2011. These documents can be obtained from the Companies Registry in Hong Kong at 14th Floor, Queensway Government Offices, 88 Queensway, Hong Kong, email: [email protected]; or, if you are a registered user, they can be downloaded and viewed through ICRIS at www.icris.cr.gov.uk .
| Date of filing | Document type | Description |
|---|---|---|
| 14/04/10 | N1 | Particulars of a Non-Hong Kong Company Registered in Hong Kong |
| 14/04/10 | Certificate of Incorporation under s.333 | |
| 14/04/10 | Charter, Statutes or Memorandum and Articles of Association | |
| 14/04/10 | Accounts | |
| 14/04/10 | Certificate of Registration of Non-Hong Kong Company | |
| 10/05/10 | N7 | Notification of Change of Particulars of Secretary and Director of a Non-Hong Kong Company (Cheick Tidjane Thiam) |
| 17/05/10 | Prospectus | |
| 17/05/10 | Authorization letter for registration of a prospectus | |
| 25/06/10 | N1 | Amended document (Particulars of a Non-Hong Kong Company Registered in Hong Kong) |
| Date of filing | Document type | Description |
|---|---|---|
| 05/11/10 | N6 | Notification of Change of Secretary and Director of a Non-Hong Kong Company (Appointment of Paul Victor Falzon Sant Manduca and Howard John Davies 15/10/10) |
| 04/01/11 | N6 | Notification of Change of Secretary and Director of a Non-Hong Kong Company (Appointment of John William Foley and Michael Andrew Wells / Cessation of Clark Preston Manning, Jr. |
| 01/01/11) |
In addition, whenever shares are listed on the LSE, a supplementary listing application is submitted to the NYSE for the equivalent number of American Depositary Shares representing the number of shares listed in the UK.
Copies of the Annual and Half Year Reports 2010, the Annual General Meeting documentation and Form 20-F 2009 can be found on Prudentials website at www.prudential.co.uk.
This announcement has been submitted to the UK Listing Authority, NYSE, HKEx, SGX and it will be shortly available on Prudentials website and the National Storage Mechanism website at www.hemscott.com/nsm.do. A copy of this annual information update and all the documents listed above is available on request from Prudentials registered office at Laurence Pountney Hill, London, EC4R 0HH.
For further information please contact Sylvia Edwards, Assistant Group Secretary, Prudential plc, 12 Arthur Street, London EC4R 0HH.
4 May 2011