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Prudential PLC Regulatory Filings 2010

May 12, 2010

4668_ffr_2010-05-12_a0e6360d-e068-4219-bcbe-f6d08d8f3e8d.zip

Regulatory Filings

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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of May, 2010

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant’s name into English)

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F x Form 40-F ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes ¨ No x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-

PRUDENTIAL PLC

Annual Information Update

This annual information update is required by and is being made pursuant to Article 10 of the Prospectus Directive as implemented in the United Kingdom and not for any other purpose and neither Prudential, nor any other person, takes any responsibility for, or makes any representation, express or implied, as to the accuracy or completeness of, the information contained therein (except as expressly set out therein). The information referred to below is not necessarily up to date as at the date of this annual information update and Prudential does not undertake any obligation to update any such information in the future. Furthermore, such information may have been prepared in accordance with the laws or regulations of a particular jurisdiction and may not comply with or meet the relevant standards of disclosure in any other jurisdiction. Neither this annual information update, nor the information referred to below constitutes, by virtue of this communication, an offer of any securities addressed to any person and should not be relied on by any person.

Prudential announces that in accordance with Prospectus Rule 5.2, the following information has been published or made available to the public over the previous 12 months in compliance with laws and rules dealing with the regulation of securities, issuers of securities and securities markets.

For the purposes of this update the information is only referred to and full copies of each item can be found at the locations specified below.

  1. Regulatory announcements

The following UK regulatory announcements have been made by Prudential via a Regulatory Information Service during the previous 12 months. Copies can be viewed at the London Stock Exchange website at http://www.londonstockexchange.com/en-gb/pricesnews/marketnews/marketnews.htm under code PRU and on Prudential’s website at http://www.prudential.co.uk/prudential-plc/media/rns/ . Where information was published at the Securities and Exchange Commission and the New York Stock Exchange by virtue of Prudential’s American Depositary Shares or Capital Securities listed on the New York Stock Exchange, copies can also be viewed on the Securities and Exchange Commission’s website at http://www.sec.gov/edgar/searchedgar/webusers.htm by searching under Companies & Other Filers for Prudential plc, and on the New York Stock Exchange’s website at http://www.nyse.com/about/listed/listed.html by searching for Prudential plc in the Listed Company Directory.

Description of the information published Method of publication Date of filing/ publication Information may be obtained from
Annual Information Update Announced to the LSE, SEC and NYSE 13/05/09 LSE website SEC
website NYSE website Prudential
website
First quarter 2009 IMS Announced to the LSE, SEC and NYSE 14/05/09 LSE website SEC
website NYSE website Prudential
website
Result of AGM Announced to the LSE, SEC and NYSE 14/05/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 15/05/09 LSE website SEC
website NYSE website Prudential
website
Scrip Dividend Announced to the LSE, SEC and NYSE 19/05/09 LSE website SEC
website NYSE website Prudential
website
Description of the information published Method of publication Date of filing/ publication Information may be obtained from
Doc re. 20-F Announced to the LSE, SEC and NYSE 19/05/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 20/05/09 LSE website SEC
website NYSE website Prudential
website
Publication of Supplementary Prospectus Announced to the LSE 20/05/09 LSE website Prudential website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 26/05/09 LSE website SEC
website NYSE website Prudential
website
Publication of Final Terms Announced to the LSE 29/05/09 LSE website Prudential website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 01/06/09 LSE website SEC
website NYSE website Prudential
website
Total Voting Rights Announced to the LSE, SEC and NYSE 01/06/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 03/06/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 10/06/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 12/06/09 LSE website SEC
website NYSE website Prudential
website
Prudential completes Taiwan transfer Announced to the LSE, SEC and NYSE 19/06/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 30/06/09 LSE website SEC
website NYSE website Prudential
website
Rob Devey appointed Chief Executive, Prudential UK Announced to the LSE, SEC and NYSE 02/07/09 LSE website SEC
website NYSE website Prudential
website
Disclosure of director’s details Announced to the LSE, SEC and NYSE 08/07/09 LSE website SEC
website NYSE website Prudential
website
Publication of Final Terms Announced to the LSE 09/07/09 LSE website Prudential website
FRN Variable Rate Fix Announced to the LSE 17/07/09 LSE website
Description of the information published Method of publication Date of filing/ publication Information may be obtained from
Directorate Changes Announced to the LSE, SEC and NYSE 29/07/019 LSE website SEC
website NYSE website Prudential
website
Total Voting Rights Announced to the LSE, SEC and NYSE 31/07/09 LSE website SEC
website NYSE website Prudential
website
Prudential plc Half Year 2009 Announced to the LSE, SEC and NYSE 13/08/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 19/08/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 19/08/09 LSE website SEC
website NYSE website Prudential
website
Scrip Dividend Announced to the LSE, SEC and NYSE 26/08/09 LSE website SEC
website NYSE website Prudential
website
Total Voting Rights Announced to the LSE, SEC and NYSE 01/09/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 01/09/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 02/09/09 LSE website SEC
website NYSE website Prudential
website
Scrip Dividend allotment take up Announced to the LSE, SEC and NYSE 11/09/09 LSE website SEC
website NYSE website Prudential
website
Effective date of board change Announced to the LSE, SEC and NYSE 16/09/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 18/09/09 LSE website SEC
website NYSE website Prudential
website
Disclosure of effective date of board change Announced to the LSE, SEC and NYSE 22/09/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 24/09/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 28/09/09 LSE website SEC
website NYSE website Prudential
website
Description of the information published Method of publication Date of filing/ publication Information may be obtained from
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 30/09/09 LSE website SEC
website NYSE website Prudential
website
Total Voting Rights Announced to the LSE, SEC and NYSE 01/10/09 LSE website SEC
website NYSE website Prudential
website
Disclosure of changes to Directors’ roles Announced to the LSE, SEC and NYSE 01/10/09 LSE website SEC
website NYSE website Prudential
website
Doc re: US interim financial statements filing Announced to the LSE, SEC and NYSE 01/10/09 LSE website SEC
website NYSE website Prudential
website
Effective date of board change Announced to the LSE, SEC and NYSE 21/10/09 LSE website SEC
website NYSE website Prudential
website
Interim Management Statement Announced to the LSE, SEC and NYSE 28/10/09 LSE website SEC
website NYSE website Prudential
website
Prudential plc welcomes Nic Nicandrou as CFO Announced to the LSE, SEC and NYSE 28/10/09 LSE website SEC
website NYSE website Prudential
website
Total Voting Rights Announced to the LSE, SEC and NYSE 02/11/09 LSE website SEC
website NYSE website Prudential
website
FRN Variable Rate Fix Announced to the LSE 20/11/09 LSE website
Notification of Major Interests in shares Announced to the LSE, SEC and NYSE 26/11/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 30/11/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 30/11/09 LSE website SEC
website NYSE website Prudential
website
Total Voting Rights Announced to the LSE, SEC and NYSE 01/12/09 LSE website SEC
website NYSE website Prudential
website
Notification of major interest in shares Announced to the LSE, SEC and NYSE 7/12/09 LSE website SEC
website NYSE website Prudential
website
Description of the information published Method of publication Date of filing/ publication Information may be obtained from
Publication of prospectus Announced to the LSE 09/12/09 LSE website Prudential website
Notification of major Interest in Shares Announced to the LSE, SEC and NYSE 11/12/09 LSE website SEC
website NYSE website Prudential
website
Prudential plc appointment Announced to the LSE, SEC and NYSE 16/12/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 16/12/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 23/12/09 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 31/12/09 LSE website SEC
website NYSE website Prudential
website
Total Voting Rights Announced to the LSE, SEC and NYSE 04/01/10 LSE website SEC
website NYSE website Prudential
website
Director’s other directorships Announced to the LSE, SEC and NYSE 05/01/10 LSE website SEC
website NYSE website Prudential
website
Bancassurance Partnership with UOB Announced to the LSE, SEC and NYSE 06/01/10 LSE website SEC
website NYSE website Prudential
website
Notification of major interest in shares Announced to the LSE, SEC and NYSE 18/01/10 LSE website SEC
website NYSE website Prudential
website
Notification of major interest in shares Announced to the LSE, SEC and NYSE 20/01/10 LSE website SEC
website NYSE website Prudential
website
Notification of major interest in shares Announced to the LSE, SEC and NYSE 25/01/10 LSE website SEC
website NYSE website Prudential
website
Prudential plc 2010 Corporate Calendar Announced to the LSE, SEC and NYSE 25/01/10 LSE website SEC
website NYSE website Prudential
website
Medium Term Note Programme Announced to the LSE 27/01/10 LSE website Prudential website
Total Voting Rights Announced to the LSE, SEC and NYSE 01/02/10 LSE website SEC
website NYSE website Prudential
website
Directorate change Announced to the LSE, SEC and NYSE 09/02/10 LSE website SEC
website NYSE website Prudential
website
Description of the information published Method of publication Date of filing/ publication Information may be obtained from
Potential combination of Prudential and AIA Announced to the LSE 01/03/10 LSE website Prudential website
Prudential plc: Acquisition of AIA Announced to the LSE, SEC and NYSE 01/03/10 LSE website SEC
website NYSE website Prudential
website
Prudential plc FY09 unaudited results Announced to the LSE, SEC and NYSE 01/03/10 LSE website SEC
website NYSE website Prudential
website
Total Voting Rights Announced to the LSE, SEC and NYSE 02/03/10 LSE website SEC
website NYSE website Prudential
website
Rights Issue Underwriting Syndicate Announced to the LSE 04/03/10 LSE website Prudential website
Prudential to seek listing on HK Stock Exchange Announced to the LSE 08/03/10 LSE website Prudential website
Doc re Annual Financial Report and AGM Announced to the LSE, SEC and NYSE 09/03/10 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 09/03/10 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 10/03/10 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 11/03/10 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 15/03/10 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 16/03/10 LSE website SEC
website NYSE website Prudential
website
Block Listing Announced to the LSE, SEC and NYSE 18/03/10 LSE website SEC
website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 23/03/10 LSE website SEC
website NYSE website Prudential
website
Notification of major Interest in Shares Announced to the LSE, SEC and NYSE 23/03/10 LSE website SEC
website NYSE website Prudential
website
Description of the information published Method of publication Date of filing/ publication Information may be obtained from
Notification of major Interest
in Shares Announced to the LSE, SEC and NYSE 25/03/10 LSE website SEC website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 31/03/10 LSE website SEC website NYSE website Prudential
website
Total Voting Rights Announced to the LSE, SEC and NYSE 01/04/10 LSE website SEC website NYSE website Prudential
website
Director/PDMR Shareholding Announced to the LSE, SEC and NYSE 06/04/10 LSE website SEC website NYSE website Prudential
website
Annual Financial Report Announced to the LSE, SEC and NYSE 07/04/10 LSE website SEC website NYSE website Prudential
website
Notification of major Interest in Shares Announced to the LSE, SEC and NYSE 12/04/10 LSE website SEC website NYSE website Prudential
website
Prudential appoints Rob Devey to lead integration Announced to the LSE, SEC and NYSE 14/04/10 LSE website SEC website NYSE website Prudential
website
Scrip Dividend Reference Price Announced to the LSE 14/04/10 LSE website SEC website NYSE website Prudential
website
Transaction timetable update Announced to the LSE 23/04/10 LSE website Prudential
website
Replacement: Procedures for moving shares Announced to the LSE 23/04/10 LSE website Prudential
website
Total Voting Rights Announced to the LSE, SEC and NYSE 04/05/10 LSE website SEC website NYSE website Prudential
website
Transaction Timetable Update Announced to the LSE 05/05/10 LSE website Prudential
website
Transaction Timetable Update Announced to the LSE 07/05/10 LSE website Prudential
website
Notification of major Interest in Shares Announced to the LSE, SEC and NYSE 10/05/10 LSE website SEC website NYSE website Prudential
website
  1. Documents filed with the Registrar of Companies

The following documents have been filed by Prudential with the Registrar of Companies at Companies House during the past 12 months. Copies of these documents may be obtained from Companies House:

Companies House

Crown Way

Cardiff

CF14 3UZ

email: [email protected]

or, if you are a registered user, through Companies House Direct at www.direct.companieshouse.gov.uk

Date of filing Document type Description
20/05/2009 288c Director’s particulars changed
20/05/2009 AA Report and Accounts for the year ended 31/12/2007
29/05/2009 RES01 Resolutions passed at AGM on 15/05/08 and adopted Articles of Association
29/05/2009 RES09 Resolution for authority to purchase shares other than from capital
29/05/2009 RES11 Resolution – Disapplication of Pre-emption Rights
29/05/2009 RES10 Resolution – Authorised allotment of shares and debentures
02/07/2009 363a Annual Return (bulk list available separately)
03/07/2009 88(2) Return of allotment of shares
14/07/2009 88(2) Return of allotment of shares
14/07/2009 288b Secretary appointment terminated
31/07/2009 288a Appointment of secretary
04/08/2009 88(2) Return of allotment of shares
13/08/2009 288c Director’s particulars changed
23/09/2010 288b Director appointment terminated
06/10/2009 SH01 Return of allotment of shares and statement of capital
06/10/2009 SH01 Return of allotment of shares and statement of capital
07/10/2009 CH01 Director’s particulars changed
07/10/2009 CH01 Director’s particulars changed
07/10/2009 CH01 Director’s particulars changed
08/10/2009 CH01 Director’s particulars changed
08/10/2009 CH01 Director’s particulars changed
08/10/2009 CH01 Director’s particulars changed
08/10/2009 CH01 Director’s particulars changed
08/10/2009 CH01 Director’s particulars changed
08/10/2009 CH01 Director’s particulars changed
09/10/2009 TM01 Director appointment terminated
09/10/2009 TM01 Director appointment terminated
10/10/2009 RES01 Alteration of Memorandum and Articles
10/10/2009 CC04 Statement of Company’s Object’s
14/10/2009 SH01 Return of allotment of shares and statement of capital
17/10/2009 AD02 SAIL address created
17/10/2009 AD03 Register moved to SAIL location
18/10/2009 CH01 Director’s particulars changed
18/10/2009 CH01 Director’s particulars changed
21/10/2009 SH01 Return of allotment of shares and statement of capital
05/11/2009 SH01 Return of allotment of shares and statement of capital
17/11/2009 AP01 Director appointed
23/11/2009 AP01 Director appointed
26/11/2009 SH01 Return of allotment of shares and statement of capital
15/12/2009 SH01 Return of allotment of shares and statement of capital
15/12/2009 SH01 Return of allotment of shares and statement of capital
30/12/2009 SH01 Return of allotment of shares and statement of capital
30/12/2009 SH01 Return of allotment of shares and statement of capital
30/12/2009 SH01 Return of allotment of shares and statement of capital
04/01/2010 SH01 Return of allotment of shares and statement of capital
16/01/2010 SH01 Return of allotment of shares and statement of capital
18/01/2010 SH01 Return of allotment of shares and statement of capital
18/01/2010 SH01 Return of allotment of shares and statement of capital
18/01/2010 SH01 Return of allotment of shares and statement of capital
22/01/2010 SH01 Return of allotment of shares and statement of capital
22/01/2010 SH01 Return of allotment of shares and statement of capital
25/01/2010 SH01 Return of allotment of shares and statement of capital
08/02/2010 SH01 Return of allotment of shares and statement of capital
08/02/2010 SH01 Return of allotment of shares and statement of capital
10/02/2010 SH01 Return of allotment of shares and statement of capital
10/02/2010 SH01 Return of allotment of shares and statement of capital
12/02/2010 SH01 Return of allotment of shares and statement of capital
22/02/2010 SH01 Return of allotment of shares and statement of capital
09/03/2010 SH01 Return of allotment of shares and statement of capital
09/03/2010 SH01 Return of allotment of shares and statement of capital
09/03/2010 SH01 Return of allotment of shares and statement of capital
30/03/2010 SH01 Return of allotment of shares and statement of capital
07/04/2010 SH01 Return of allotment of shares and statement of capital
16/04/2010 SH01 Return of allotment of shares and statement of capital
28/04/2010 SH01 Return of allotment of shares and statement of capital
10/05/2010 SH01 Return of allotment of shares and statement of capital
  1. Documents filed with the Financial Services Authority

The following documents have been filed by Prudential with the Financial Services Authority during the previous 12 months. These documents may be viewed at the UK Listing Authority’s Document Viewing Facility at 25 The North Colonnade, Canary Wharf, London E14 5HS.

Document Date of publication
Resolutions passed at AGM held on 14 May 2009 14/05/09
Form 20-F 2008 18/05/09
Final Terms for Medium Term Note Programme 29/05/09
US GAAP Interim Report 30/09/09
Final Terms for Medium Term Note Programme 27/01/10
Annual Report 2009 07/04/10
Notice of Annual General Meeting 2010 07/04/10
UK Form of Proxy 07/04/10
ADR Form of Proxy 07/04/10
Irish Form of Proxy 07/04/10
  1. Documents published at the Securities and Exchange Commission

Prudential has published a number of the documents listed in 1 above, as set out below, at the Securities and Exchange Commission (“SEC”) in compliance with its obligations under national laws and rules dealing with the regulation of securities, issuers of securities and securities markets by virtue of having American Depositary Shares and Capital Securities listed on the New York Stock Exchange (“NYSE”). In addition, Prudential has published the following documents with the SEC and/or NYSE. Full details of documents published at the SEC can be viewed at http://www.sec.gov/edgar/searchedgar/webusers.htm by searching under Companies & Other Filers for Prudential plc.

Filing date Form Description
18/05/09 20-F US Annual Report 2008
20/05/09 6-K Resolution passed at AGM held on 14 May 2009
27/07/09 UPLOAD Review of Form 20-F 2008
31/07/09 13F-HR Quarterly report
30/09/09 6-K US GAAP Interim Report
06/08/09 CORRESP Review of Form 20-F 2008
24/08/09 CORRESP Review of Form 20-F 2008
16/10/09 UPLOAD Review of Form 20-F 2008
29/10/09 13F-HR Quarterly report
29/10/09 CORRESP Review of Form 20-F 2008
13/11/09 CORRESP Review of Form 20-F 2008
20/01/10 UPLOAD Review of Form 20-F 2008
22/01/10 13F-HR Quarterly report
07/04/10 6-K Annual Report 2009
Filing date Form Description
07/04/10 6-K Notice of Annual General Meeting 2010
07/04/10 6-K UK, US and Irish Proxy Voting Forms
27/04/10 13F-HR Quarterly report
27/04/10 6-K Transaction timetable update
05/05/10 6-k Transaction timetable update
07/05/10 6-K Transaction timetable update

Copies of the Company’s Annual Report 2009, the Notice of Annual General Meeting 2010 and associated proxy voting forms were also sent to the New York Stock Exchange (NYSE) in accordance with the NYSE Listing Company Manual.

In addition, whenever shares are listed on the London Stock Exchange, a supplementary listing application is submitted to the NYSE for the equivalent number of American Depositary Shares representing the number of shares listed in the UK.

Copies of the Annual and Interim Reports 2009, the Annual General Meeting documentation and Form 20-F 2008 can be found on Prudential’s website, www.prudential.co.uk

The annual information update is available on Prudential’s website. Copies of all the documents listed above and copies of this annual information update are available on request from Prudential’s registered office at Laurence Pountney Hill, London, EC4R 0HH.

For further information please contact Sylvia Edwards, Assistant Group Secretary, Prudential plc, 12 Arthur Street, London EC4R 0HH.

12 May 2010

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: May 12, 2010
PRUDENTIAL PUBLIC LIMITED COMPANY
By: / S / S YLVIA E DWARDS
Sylvia Edwards
Assistant Group Secretary